4//SEC Filing
STEIN JOHN S 4
Accession 0001157523-04-007597
CIK 0000042228other
Filed
Aug 9, 8:00 PM ET
Accepted
Aug 10, 5:05 PM ET
Size
11.8 KB
Accession
0001157523-04-007597
Insider Transaction Report
Form 4
STEIN JOHN S
Director
Transactions
- Other
Common Stock
2004-08-06−62,275→ 983,695 total(indirect: Shared Voting Rights) - Award
Common Stock Options (Right to Buy)
2001-10-15$3.81/sh+40,000$152,400→ 40,000 totalExercise: $3.81Exp: 2011-10-15→ Common Stock (40,000 underlying) - Award
Common Stock Options (Right to Buy)
1999-04-08$3.50/sh+20,000$70,000→ 20,000 totalExercise: $3.50Exp: 2009-04-08→ Common Stock (20,000 underlying)
Holdings
- 288,854
Common Stock
- 400,544(indirect: Director)
Common Stock
Footnotes (5)
- [F1]Shares owned by Golden Enterprises, Inc. and Subsidiaries Employee Stock Ownership Plan. Mr. Stein serves on the Plan Administrative Committee with two other individuals. The vote of two members in favor of any proposed action is required. Consequently, Mr. Stein shares in the voting of the Godlen Enterprises stock owned by the Plan. In addition, as an employee of Golden Enterprises, Inc., Mr. Stein participates in the Plan and 49,440 shares of Golden Enterprises stock have vested to his account. Mr. Stein disclaims any beneficial ownership in the remaining shares held by the Plan.
- [F2]Shares owned by the Bashinsky Foundation, Inc., a tax-exempt private foundation. Mr. Stein serves as a member of the Board of Directors and an officer of Bashinsky Foundation, Inc. Mr. Stein disclaims beneficial ownership of such shares.
- [F3]Options granted under the Golden Enterprises, Inc. a 1996 Long Term Incentive Plan.
- [F4]All options were and are exercisable on and after October 15, 2002.
- [F5]All options were and are exercisable on and after April 8, 2000.
Documents
Issuer
GOLDEN ENTERPRISES INC
CIK 0000042228
Entity typeother
Related Parties
1- filerCIK 0001183717
Filing Metadata
- Form type
- 4
- Filed
- Aug 9, 8:00 PM ET
- Accepted
- Aug 10, 5:05 PM ET
- Size
- 11.8 KB