4//SEC Filing
FARRELL MICHAEL A J 4
Accession 0001157523-09-008286
CIK 0001043219other
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 2:47 PM ET
Size
24.4 KB
Accession
0001157523-09-008286
Insider Transaction Report
Form 4
FARRELL MICHAEL A J
DirectorPres., Chairman of Board & CEO
Transactions
- Exercise/Conversion
Common Stock
2009-11-24$11.72/sh+112,500$1,318,500→ 2,159,867 total - Exercise/Conversion
Option to purchase Common Stock
2009-11-24−112,500→ 37,500 totalExercise: $11.72From: 2007-02-13Exp: 2016-02-13→ Common Stock (112,500 underlying) - Exercise/Conversion
Common Stock
2009-11-24$7.94/sh+22,500$178,650→ 2,047,367 total - Exercise/Conversion
Common Stock
2009-11-24$15.61/sh+30,000$468,300→ 2,189,867 total - Exercise/Conversion
Option to purchase Common Stock
2009-11-24−22,500→ 0 totalExercise: $7.94From: 2001-11-29Exp: 2010-11-29→ Common Stock (22,500 underlying) - Exercise/Conversion
Option to purchase Common Stock
2009-11-24−30,000→ 170,000 totalExercise: $15.61From: 2009-09-19Exp: 2018-09-19→ Common Stock (30,000 underlying)
Holdings
- 3,500
Class A Preferred Stock
- 3,500(indirect: Michael Farrell C/F Taylor Carolyn Farrell)
Class A Preferred Stock
- 200,000
Option to purchase Common Stock
Exercise: $16.46From: 2009-05-08Exp: 2018-05-08→ Common Stock (200,000 underlying) - 150,000
Option to purchase Common Stock
Exercise: $15.70From: 2008-05-17Exp: 2017-05-17→ Common Stock (150,000 underlying) - 8,200(indirect: By son)
Class A Preferred Stock
- 200,000
Option to purchase Common Stock
Exercise: $17.97From: 2004-08-04Exp: 2013-08-04→ Common Stock (200,000 underlying) - 150,000
Option to purchase Common Stock
Exercise: $17.39From: 2005-04-19Exp: 2014-04-19→ Common Stock (150,000 underlying) - 8,000(indirect: By daughter)
Class A Preferred Stock
- 150,000
Option to purchase Common Stock
Exercise: $17.07From: 2006-07-07Exp: 2015-07-07→ Common Stock (150,000 underlying) - 400,000
Option to purchase Common Stock
Exercise: $13.25From: 2010-04-22Exp: 2019-04-22→ Common Stock (400,000 underlying)
Footnotes (2)
- [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- [F2]Options previously granted.
Documents
Issuer
ANNALY CAPITAL MANAGEMENT INC
CIK 0001043219
Entity typeother
Related Parties
1- filerCIK 0001235653
Filing Metadata
- Form type
- 4
- Filed
- Nov 23, 7:00 PM ET
- Accepted
- Nov 24, 2:47 PM ET
- Size
- 24.4 KB