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4//SEC Filing

Kazel Ronald Daniel 4

Accession 0001157523-09-008505

CIK 0001043219other
View on SEC.govCompany Profile

Filed

Dec 8, 7:00 PM ET

Accepted

Dec 9, 1:53 PM ET

Size

22.2 KB

Accession

0001157523-09-008505

Insider Transaction Report

Form 4
Period: 2009-12-07
ANNALY CAPITAL MANAGEMENT INCNLY
Kazel Ronald Daniel
Managing Director
Transactions
  • Exercise/Conversion

    Common Stock

    2009-12-07$17.39/sh+5,000$86,950→ 65,691 total
  • Exercise/Conversion

    Common Stock

    2009-12-07$17.07/sh+6,623$113,055→ 72,314 total
  • Exercise/Conversion

    Common Stock

    2009-12-07$15.70/sh+10,000$157,000→ 82,314 total
  • Exercise/Conversion

    Option to purchase Common Stock

    2009-12-07−5,000→ 13,251 total
    Exercise: $17.39From: 2005-04-19Exp: 2014-04-19→ Common Stock (5,000 underlying)
  • Exercise/Conversion

    Option to purchase Common Stock

    2009-12-07−6,623→ 23,377 total
    Exercise: $17.07From: 2006-07-07Exp: 2015-07-07→ Common Stock (6,623 underlying)
  • Exercise/Conversion

    Option to purchase Common Stock

    2009-12-07−10,000→ 30,000 total
    Exercise: $15.70From: 2008-05-17Exp: 2017-05-17→ Common Stock (10,000 underlying)
Holdings

  • Option to purchase Common Stock

    Exercise: $11.72From: 2007-02-13Exp: 2016-02-13→ Common Stock (9,562 underlying)
    9,562

  • Common Stock

    (indirect: By Spouse)
    724

  • Class A Preferred Stock

    (indirect: By 401(k))
    4,400

  • Option to purchase Common Stock

    Exercise: $15.61From: 2009-09-19Exp: 2018-09-19→ Common Stock (53,000 underlying)
    53,000

  • Common Stock

    (indirect: By 401(k))
    2,833

  • Option to purchase Common Stock

    Exercise: $17.97From: 2004-08-04Exp: 2013-08-04→ Common Stock (15,000 underlying)
    15,000

  • Option to purchase Common Stock

    Exercise: $16.46From: 2009-05-08Exp: 2018-05-08→ Common Stock (53,000 underlying)
    53,000

  • Option to purchase Common Stock

    Exercise: $13.25From: 2010-04-22Exp: 2019-04-22→ Common Stock (150,000 underlying)
    150,000
Footnotes (1)
  • [F1]Options previously granted.

Documents

1 file

Issuer

ANNALY CAPITAL MANAGEMENT INC

CIK 0001043219

→
Entity typeother

Related Parties

1
  • filerCIK 0001319285

Filing Metadata

Form type
4
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 1:53 PM ET
Size
22.2 KB
View on SEC.gov