COLLIGAN ROBERT S 4
4 · CHIMERA INVESTMENT CORP · Filed Feb 20, 2019
Insider Transaction Report
Form 4
COLLIGAN ROBERT S
Chief Financial Officer
Transactions
- Award
Common Stock
2019-02-16+31,566→ 173,146 total - Tax Payment
Common Stock
2019-02-16$18.52/sh−42,088$779,470→ 190,656 total - Award
Common Stock
2019-02-16+59,597→ 232,743 total
Footnotes (5)
- [F1]Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
- [F2]Each RSU has the economic equivalent of one share of Chimera common stock.
- [F3]Dividend equivalent rights ("DERs") issued on RSUs and deferred share units are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.
- [F4]Represents shares of Chimera common stock underlying performance share units ("PSUs"), and accrued DERs, that vested on February 16, 2019.
- [F5]Shares reported were withheld for payment of taxes associated with the vesting of prior grants of RSUs and PSUs.