Gebbia Gloria E 4
4 · SIEBERT FINANCIAL CORP · Filed Jan 10, 2020
Insider Transaction Report
Form 4
Gebbia Gloria E
Director10% OwnerOther
Transactions
- Gift
Common Stock, $0.01 par value per share
2020-01-07+16,800→ 8,194,901 total(indirect: By Family) - Gift
Common Stock, $0.01 par value per share
2020-01-07−78,750→ 7,849,615 total
Holdings
- 3,527,283(indirect: By KCA)
Common Stock, $0.01 par value per share
Footnotes (3)
- [F1]The Reporting Person gifted 78,750 shares of Issuer common stock to certain family members and other persons.
- [F2]Various family members and family trusts included in Gloria E. Gebbia's indirect ownership have received and given shares of Issuer common stock, resulting in a net increase of 16,800 shares of Issuer common stock to Gloria's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
- [F3]The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,527,283 shares of Issuer common stock directly owned by KCA. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein.