4//SEC Filing
Gebbia Gloria E 4
Accession 0001157523-20-000111
CIK 0000065596other
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 9:34 PM ET
Size
6.8 KB
Accession
0001157523-20-000111
Insider Transaction Report
Form 4
Gebbia Gloria E
Director10% OwnerOther
Transactions
- Sale
Common Stock, $0.01 par value per share
2020-01-24$1.90/sh−350,000$665,000→ 3,177,283 total(indirect: By KCA)
Holdings
- 7,849,615
Common Stock, $0.01 par value per share
- 8,194,901(indirect: By family)
Common Stock, $0.01 par value per share
Footnotes (2)
- [F1]The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,177,283 shares of Issuer common stock directly owned by KCA. On January 24, 2020, KCA sold 350,000 shares of Issuer common stock pursuant to an exercise of warrants. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein.
- [F2]The Reporting Person may be deemed to be the indirect beneficial owner of a total of 8,194,901 shares of Issuer common stock owned by family trusts and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
Documents
Issuer
SIEBERT FINANCIAL CORP
CIK 0000065596
Entity typeother
Related Parties
1- filerCIK 0001692471
Filing Metadata
- Form type
- 4
- Filed
- Jan 26, 7:00 PM ET
- Accepted
- Jan 27, 9:34 PM ET
- Size
- 6.8 KB