Home/Filings/4/0001157523-20-000539
4//SEC Filing

Gebbia Gloria E 4

Accession 0001157523-20-000539

CIK 0000065596other

Filed

Apr 19, 8:00 PM ET

Accepted

Apr 20, 1:00 PM ET

Size

8.1 KB

Accession

0001157523-20-000539

Insider Transaction Report

Form 4
Period: 2020-04-16
Gebbia Gloria E
Director10% OwnerOther
Transactions
  • Purchase

    Common Stock, $0.01 par value per share

    2020-04-16$5.60/sh+2,181,621$12,217,07810,031,236 total
  • Sale

    Common Stock, $0.01 par value per share

    2020-04-16$5.60/sh2,181,621$12,217,0786,013,280 total(indirect: By family)
Holdings
  • Common Stock, $0.01 par value per share

    (indirect: By KCA)
    3,177,283
Footnotes (3)
  • [F1]The Reporting Person is filing this Form 4 to report the acquisition in a private transaction of 2,181,621 shares of Issuer common stock by the Reporting Person from John M Gebbia, Richard Gebbia, and David J Gebbia.
  • [F2]John M Gebbia, Richard Gebbia, and David J Gebbia sold a total of 2,181,621 shares of Issuer common stock to the Reporting Person in a private transaction, resulting in a decrease of 2,181,621 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
  • [F3]The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,177,283 shares of Issuer common stock directly owned by KCA. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein.

Issuer

SIEBERT FINANCIAL CORP

CIK 0000065596

Entity typeother

Related Parties

1
  • filerCIK 0001692471

Filing Metadata

Form type
4
Filed
Apr 19, 8:00 PM ET
Accepted
Apr 20, 1:00 PM ET
Size
8.1 KB