Gebbia Gloria E 4
4 · SIEBERT FINANCIAL CORP · Filed Apr 20, 2020
Insider Transaction Report
Form 4
Gebbia Gloria E
Director10% OwnerOther
Transactions
- Purchase
Common Stock, $0.01 par value per share
2020-04-16$5.60/sh+2,181,621$12,217,078→ 10,031,236 total - Sale
Common Stock, $0.01 par value per share
2020-04-16$5.60/sh−2,181,621$12,217,078→ 6,013,280 total(indirect: By family)
Holdings
- 3,177,283(indirect: By KCA)
Common Stock, $0.01 par value per share
Footnotes (3)
- [F1]The Reporting Person is filing this Form 4 to report the acquisition in a private transaction of 2,181,621 shares of Issuer common stock by the Reporting Person from John M Gebbia, Richard Gebbia, and David J Gebbia.
- [F2]John M Gebbia, Richard Gebbia, and David J Gebbia sold a total of 2,181,621 shares of Issuer common stock to the Reporting Person in a private transaction, resulting in a decrease of 2,181,621 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
- [F3]The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,177,283 shares of Issuer common stock directly owned by KCA. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein.