DONLIN PAUL 4
4 · CHIMERA INVESTMENT CORP · Filed Jun 3, 2020
Insider Transaction Report
Form 4
DONLIN PAUL
Director
Transactions
- Award
Common Stock
2020-06-01+28,078→ 249,596 total
Holdings
- 7,699
Series B Preferred Stock
- 7,366
Series C Preferred Stock
- 320,609(indirect: By LLC)
Common Stock
- 3,888
Series A Preferred Stock
- 3,750
Series D Preferred Stock
- 4,000(indirect: By Trust)
Common Stock
- 20,481(indirect: By LLC)
Series B Preferred Stock
- 9,323(indirect: By LLC)
Series C Preferred Stock
- 8,100(indirect: By LLC)
Series D Preferred Stock
- 447(indirect: By LLC)
Series A Preferred Stock
- 3,000(indirect: By IRA)
Series C Preferred Stock
Footnotes (3)
- [F1]Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 1, 2021, or (2) the date of the next annual stockholder's meeting, and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
- [F2]Each RSU has the economic equivalent of one share of Chimera common stock. The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until the earlier of (1) January 31, 2036 or (2) separation from service.
- [F3]Mr. Donlin is the managing member of Donlin Financial LLC and retains a 2% ownership interest. The remaining interests are owned by a grantor trust for the benefit of his children.