Home/Filings/4/0001157523-20-000858
4//SEC Filing

DONLIN PAUL 4

Accession 0001157523-20-000858

CIK 0001409493other

Filed

Jun 2, 8:00 PM ET

Accepted

Jun 3, 4:22 PM ET

Size

12.5 KB

Accession

0001157523-20-000858

Insider Transaction Report

Form 4
Period: 2020-06-01
DONLIN PAUL
Director
Transactions
  • Award

    Common Stock

    2020-06-01+28,078249,596 total
Holdings
  • Series B Preferred Stock

    7,699
  • Series C Preferred Stock

    7,366
  • Common Stock

    (indirect: By LLC)
    320,609
  • Series A Preferred Stock

    3,888
  • Series D Preferred Stock

    3,750
  • Common Stock

    (indirect: By Trust)
    4,000
  • Series B Preferred Stock

    (indirect: By LLC)
    20,481
  • Series C Preferred Stock

    (indirect: By LLC)
    9,323
  • Series D Preferred Stock

    (indirect: By LLC)
    8,100
  • Series A Preferred Stock

    (indirect: By LLC)
    447
  • Series C Preferred Stock

    (indirect: By IRA)
    3,000
Footnotes (3)
  • [F1]Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 1, 2021, or (2) the date of the next annual stockholder's meeting, and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
  • [F2]Each RSU has the economic equivalent of one share of Chimera common stock. The reporting person has elected to defer the shares under the Company's Stock Deferral Plan until the earlier of (1) January 31, 2036 or (2) separation from service.
  • [F3]Mr. Donlin is the managing member of Donlin Financial LLC and retains a 2% ownership interest. The remaining interests are owned by a grantor trust for the benefit of his children.

Issuer

CHIMERA INVESTMENT CORP

CIK 0001409493

Entity typeother

Related Parties

1
  • filerCIK 0001418488

Filing Metadata

Form type
4
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 4:22 PM ET
Size
12.5 KB