|4Apr 5, 7:29 PM ET

Gebbia Gloria E 4

4 · SIEBERT FINANCIAL CORP · Filed Apr 5, 2021

Insider Transaction Report

Form 4
Period: 2021-04-01
Gebbia Gloria E
Director10% OwnerOther
Transactions
  • Other

    Common Stock, $0.01 par value per share

    2021-04-01+794,31810,744,054 total
  • Other

    Common Stock, $0.01 par value per share

    2021-04-013,177,2830 total(indirect: By KCA)
  • Other

    Common Stock, $0.01 par value per share

    2021-04-01+701,0035,661,202 total(indirect: By family)
Footnotes (3)
  • [F1]The Reporting Person received 794,318 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC ("KCA").
  • [F2]Certain family members of the Reporting Person received 701,003 shares of Issuer common stock from a distribution from KCA. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
  • [F3]The Reporting Person is the Managing Member of KCA and effective April 1, 2021, KCA completed a distribution to its members, pro-rata without consideration, of 3,177,283 shares of Issuer common stock.

Documents

1 file
  • 4
    form4.xmlPrimary

    SIEBERT FINANCIAL CORP. FORM 4 GLORIA GEBBIA