4//SEC Filing
Holcombe Mark R 4
Accession 0001165527-19-000098
CIK 0001421907other
Filed
May 28, 8:00 PM ET
Accepted
May 29, 6:09 PM ET
Size
26.4 KB
Accession
0001165527-19-000098
Insider Transaction Report
Form 4
Holcombe Mark R
DirectorPres, Tres, Secr, CEO, CFO10% Owner
Transactions
- Sale
Common Stock
2016-09-26$0.05/sh−3,000,000$150,000→ 500,000 total - Award
Common Stock Options
2014-05-05+100,000→ 100,000 totalExercise: $0.40From: 2015-05-05Exp: 2020-05-05→ Common Stock (100,000 underlying) - Award
Common Stock Options
2017-12-06+150,000→ 450,000 totalExercise: $0.40From: 2017-12-06Exp: 2022-12-06→ Common Stock (150,000 underlying) - Award
Common Stock Options
2014-05-05+100,000→ 200,000 totalExercise: $0.40From: 2016-05-05Exp: 2020-05-05→ Common Stock (100,000 underlying) - Sale
Common Stock
2016-09-26$0.05/sh−6,500,000$325,000→ 3,500,000 total - Sale
Common Stock
2015-02-06$0.05/sh−2,000,000$100,000→ 10,000,000 total - Purchase
Common Stock
2019-04-18$0.40/sh+2,500$995→ 512,500 total - Award
Common Stock Options
2017-12-06+150,000→ 600,000 totalExercise: $0.40From: 2018-12-06Exp: 2022-12-06→ Common Stock (150,000 underlying) - Sale
Common Stock
2011-03-21$0.00/sh−400,000$1,520→ 12,000,000 total - Purchase
Common Stock
2019-01-02$0.38/sh+10,000$3,800→ 510,000 total - Purchase
Common Stock
2019-04-18$0.40/sh+2,500$1,000→ 515,000 total - Award
Common Stock Options
2014-05-05+100,000→ 300,000 totalExercise: $0.40From: 2017-05-05Exp: 2020-05-05→ Common Stock (100,000 underlying)
Holdings
- 12,400,000
Common Stock
Footnotes (9)
- [F1]On July 30, 2013, the Company effected a 4 for 1 forward split of its share capital such that every one share of common stock to the split was exchanged for four post-split shares of common stock. As a result, Mr. Holcombe's previously reported shareholdings of 3,100,000 common shares were split into 12,400,000 common shares.
- [F2]Reflected on a post forward split basis (see note (1) above).
- [F3]Effective January 4, 2019, the option exercise price was adjusted from $0.75 to $0.40 per share.
- [F4]Effective May 5, 2019, the option exercise period was extended from May 5, 2019 to May 5, 2020.
- [F5]Options were granted pursuant to the Company's 2013 Stock Option Plan.
- [F6]Effective January 4, 2019, the option exercise price was adjusted from $1.00 to $0.40 per share.
- [F7]Effective January 4, 2019, the option exercise price was adjusted from $1.50 to $0.40 per share.
- [F8]Effective January 4, 2019, the option exercise price was adjusted from $0.85 to $0.40 per share.
- [F9]Effective January 4, 2019, the option exercise price was adjusted from $1.00 to $0.40 per share.
Documents
Issuer
Trident Brands Inc
CIK 0001421907
Entity typeother
Related Parties
1- filerCIK 0001421906
Filing Metadata
- Form type
- 4
- Filed
- May 28, 8:00 PM ET
- Accepted
- May 29, 6:09 PM ET
- Size
- 26.4 KB