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4//SEC Filing

NIX JON 4

Accession 0001170918-04-000570

CIK 0001089575other

View on SEC.gov Company Profile

Filed

Sep 1, 8:00 PM ET

Accepted

Sep 2, 9:55 PM ET

Size

14.4 KB

Accession

0001170918-04-000570

Insider Transaction Report

Form 4

Period: 2004-07-31

NATIONAL COAL CORPNLCP

DirectorCEO, President and Chairman10% Owner

Transactions

Other
Call Option (right to buy)
2004-08-31−34→ 1 total
From: 2004-06-30Exp: 2004-09-30→ Common Stock (5,380,277 underlying)
Other
Call Option (right to buy)
2004-07-31−1→ 0 total
From: 2004-06-30Exp: 2004-07-31→ Common Stock (10,574,832 underlying)
Purchase
Call Option (right to buy)
2004-07-31$10000.00/sh+1$10,000→ 1 total
From: 2004-06-30Exp: 2004-08-13→ Common Stock (10,574,832 underlying)
Other
Call Option (right to buy)
2004-08-13−1→ 0 total
From: 2004-06-30Exp: 2004-08-13→ Common Stock (10,574,832 underlying)
Purchase
Call Option (right to buy)
2004-08-13$10000.00/sh+1$10,000→ 1 total
From: 2004-06-30Exp: 2004-09-30→ Common Stock (10,574,832 underlying)

Footnotes (3)

[F1]The exercise price for 5,000,000 shares is $0.55 per share and the exercise price for the remaining 5,574,832 shares is $0.65 per share.
[F2]Amendment of outstanding option resulting in deemed cancellation of option and grant of replacement option.
[F3]The Reporting Person assigned portions of this option to 34 separate parties to purchase an aggregate of 5,380,277 shares of Common Stock. This option remains exercisable for an aggregate of 5,194,555 shares of Common Stock. The exercise price for 4,700,000 shares is $0.55 per share and the exercise price for the remaining 494,555 shares is $0.65 per share.

Documents

1 file

4
sam04-150_ex.xmlPrimary

Issuer

NATIONAL COAL CORP

CIK 0001089575

Entity typeother

Related Parties

1

filerCIK 0001262333

Filing Metadata

Form type: 4
Filed: Sep 1, 8:00 PM ET
Accepted: Sep 2, 9:55 PM ET
Size: 14.4 KB

View on SEC.gov