BRAZIL TOM 4
4 · WITS BASIN PRECIOUS MINERALS INC · Filed Nov 28, 2003
Insider Transaction Report
Form 4
BOSTON FINANCIAL PARTNERS INC
10% Owner
Transactions
- Other
Warrant (Right to Buy)
2002-05-27+500,000→ 500,000 totalExercise: $1.00From: 2002-05-27Exp: 2007-05-27→ Common Stock (500,000 underlying) - Purchase
Common Stock
2001-09-18$4.15/sh+300$1,245→ 1,363,900 total - Purchase
Common Stock
2001-09-18$4.15/sh+700$2,905→ 1,365,700 total - Purchase
Warrant (Right to Buy)
2002-11-05$0.60/sh+82,000$49,200→ 582,000 totalExercise: $7.15From: 2002-11-05Exp: 2004-05-31→ Common Stock (82,000 underlying) - Purchase
Common Stock
2001-08-15$4.86/sh+2,500$12,150→ 1,347,300 total - Purchase
Common Stock
2001-09-05$4.92/sh+1,000$4,920→ 1,360,100 total - Purchase
Common Stock
2001-09-18$4.10/sh+500$2,050→ 1,365,000 total - Purchase
Common Stock
2001-09-18$4.12/sh+1,000$4,120→ 1,366,700 total - Purchase
Common Stock
2001-08-08$5.49/sh+1,000$5,490→ 1,343,800 total - Purchase
Common Stock
2001-08-31$4.90/sh+3,000$14,700→ 1,357,100 total - Purchase
Warrant (Right to Buy)
2003-10-14+775,000→ 17,999,000 totalExercise: $0.75From: 2003-10-14Exp: 2004-10-14→ Common Stock (775,000 underlying) - Purchase
Common Stock
2001-09-07$4.85/sh+1,000$4,850→ 1,361,600 total - Purchase
Common Stock
2001-09-17$4.32/sh+500$2,160→ 1,363,100 total - Purchase
Common Stock
2001-08-16$5.20/sh+1,600$8,320→ 1,349,100 total - Purchase
Common Stock
2001-09-18$4.15/sh+1,400$5,810→ 1,368,100 total - Purchase
Common Stock
2001-08-22$5.05/sh+1,000$5,050→ 1,350,100 total - Purchase
Common Stock
2001-08-24$5.15/sh+1,000$5,150→ 1,351,100 total - Purchase
Common Stock
2001-09-04$4.88/sh+1,000$4,880→ 1,358,100 total - Purchase
Warrant (Right to Buy)
2003-10-14+442,000→ 1,024,000 totalExercise: $0.50From: 2003-10-14Exp: 2007-10-14→ Common Stock (442,000 underlying) - Purchase
Common Stock
2001-08-24$5.10/sh+2,000$10,200→ 1,354,100 total - Purchase
Common Stock
2001-09-07$4.80/sh+500$2,400→ 1,360,600 total - Purchase
Warrant (Right to Buy)
2003-11-05+1,000,000→ 2,895,000 totalExercise: $0.62From: 2003-11-05Exp: 2005-11-05→ Common Stock (1,000,000 underlying) - Purchase
Common Stock
2001-08-16$5.19/sh+100$519→ 1,347,400 total - Purchase
Common Stock
2001-09-19$3.50/sh+100$350→ 1,368,200 total - Purchase
Warrant (Right to Buy)
2003-10-24+96,000→ 1,895,000 totalExercise: $0.50From: 2003-10-24Exp: 2007-10-24→ Common Stock (96,000 underlying)
Footnotes (8)
- [F1]With the exception of an aggregate of 91,500 shares owned directly by Gail Brazil, the reported securities are owned directly by Boston Financial Partners, Inc., and indirectly by Thomas E. Brazil, as the sole officer and director of Boston Financial Partners, Inc., and Gail Brazil, as the sole stockholder of Boston Financial Partners, Inc. Thomas E. Brazil and Gail Brazil disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
- [F2]The reporting persons have paid the Company $134,126.91 in full payment of the profits realized by the reporting persons on the matching purchase and sale transactions reported on this Form 4.
- [F3]The Warrant is immediately exercisable with respect to all 500,000 shares.
- [F4]The Warrant is immediately exercisable with respect to all 82,000 shares.
- [F5]The Warrant is immediately exercisable with respect to all 442,000 shares.
- [F6]The Warrant is immediately exercisable with respect to all 775,000 shares.
- [F7]The Warrant is immediately exercisable with respect to all 96,000 shares.
- [F8]The Warrant is immediately exercisable with respect to all 1,000,000 shares.