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BRAZIL TOM 4

Accession 0001171520-03-000362

CIK 0000912875other
View on SEC.govCompany Profile

Filed

Nov 27, 7:00 PM ET

Accepted

Nov 28, 9:21 AM ET

Size

54.7 KB

Accession

0001171520-03-000362

Insider Transaction Report

Form 4
Period: 2001-08-08
WITS BASIN PRECIOUS MINERALS INCWITM
BOSTON FINANCIAL PARTNERS INC
10% Owner
Transactions
  • Other

    Warrant (Right to Buy)

    2002-05-27+500,000→ 500,000 total
    Exercise: $1.00From: 2002-05-27Exp: 2007-05-27→ Common Stock (500,000 underlying)
  • Purchase

    Common Stock

    2001-09-18$4.15/sh+300$1,245→ 1,363,900 total
  • Purchase

    Common Stock

    2001-09-18$4.15/sh+700$2,905→ 1,365,700 total
  • Purchase

    Warrant (Right to Buy)

    2002-11-05$0.60/sh+82,000$49,200→ 582,000 total
    Exercise: $7.15From: 2002-11-05Exp: 2004-05-31→ Common Stock (82,000 underlying)
  • Purchase

    Common Stock

    2001-08-15$4.86/sh+2,500$12,150→ 1,347,300 total
  • Purchase

    Common Stock

    2001-09-05$4.92/sh+1,000$4,920→ 1,360,100 total
  • Purchase

    Common Stock

    2001-09-18$4.10/sh+500$2,050→ 1,365,000 total
  • Purchase

    Common Stock

    2001-09-18$4.12/sh+1,000$4,120→ 1,366,700 total
  • Purchase

    Common Stock

    2001-08-08$5.49/sh+1,000$5,490→ 1,343,800 total
  • Purchase

    Common Stock

    2001-08-31$4.90/sh+3,000$14,700→ 1,357,100 total
  • Purchase

    Warrant (Right to Buy)

    2003-10-14+775,000→ 17,999,000 total
    Exercise: $0.75From: 2003-10-14Exp: 2004-10-14→ Common Stock (775,000 underlying)
  • Purchase

    Common Stock

    2001-09-07$4.85/sh+1,000$4,850→ 1,361,600 total
  • Purchase

    Common Stock

    2001-09-17$4.32/sh+500$2,160→ 1,363,100 total
  • Purchase

    Common Stock

    2001-08-16$5.20/sh+1,600$8,320→ 1,349,100 total
  • Purchase

    Common Stock

    2001-09-18$4.15/sh+1,400$5,810→ 1,368,100 total
  • Purchase

    Common Stock

    2001-08-22$5.05/sh+1,000$5,050→ 1,350,100 total
  • Purchase

    Common Stock

    2001-08-24$5.15/sh+1,000$5,150→ 1,351,100 total
  • Purchase

    Common Stock

    2001-09-04$4.88/sh+1,000$4,880→ 1,358,100 total
  • Purchase

    Warrant (Right to Buy)

    2003-10-14+442,000→ 1,024,000 total
    Exercise: $0.50From: 2003-10-14Exp: 2007-10-14→ Common Stock (442,000 underlying)
  • Purchase

    Common Stock

    2001-08-24$5.10/sh+2,000$10,200→ 1,354,100 total
  • Purchase

    Common Stock

    2001-09-07$4.80/sh+500$2,400→ 1,360,600 total
  • Purchase

    Warrant (Right to Buy)

    2003-11-05+1,000,000→ 2,895,000 total
    Exercise: $0.62From: 2003-11-05Exp: 2005-11-05→ Common Stock (1,000,000 underlying)
  • Purchase

    Common Stock

    2001-08-16$5.19/sh+100$519→ 1,347,400 total
  • Purchase

    Common Stock

    2001-09-19$3.50/sh+100$350→ 1,368,200 total
  • Purchase

    Warrant (Right to Buy)

    2003-10-24+96,000→ 1,895,000 total
    Exercise: $0.50From: 2003-10-24Exp: 2007-10-24→ Common Stock (96,000 underlying)
BRAZIL TOM
10% Owner
Transactions
  • Purchase

    Warrant (Right to Buy)

    2003-10-14+442,000→ 1,024,000 total
    Exercise: $0.50From: 2003-10-14Exp: 2007-10-14→ Common Stock (442,000 underlying)
  • Purchase

    Common Stock

    2001-09-07$4.80/sh+500$2,400→ 1,360,600 total
  • Purchase

    Common Stock

    2001-08-08$5.49/sh+1,000$5,490→ 1,343,800 total
  • Purchase

    Common Stock

    2001-09-07$4.85/sh+1,000$4,850→ 1,361,600 total
  • Purchase

    Common Stock

    2001-08-31$4.90/sh+3,000$14,700→ 1,357,100 total
  • Purchase

    Common Stock

    2001-09-04$4.88/sh+1,000$4,880→ 1,358,100 total
  • Purchase

    Common Stock

    2001-09-18$4.15/sh+300$1,245→ 1,363,900 total
  • Purchase

    Common Stock

    2001-09-18$4.15/sh+1,400$5,810→ 1,368,100 total
  • Purchase

    Common Stock

    2001-09-19$3.50/sh+100$350→ 1,368,200 total
  • Purchase

    Common Stock

    2001-08-24$5.15/sh+1,000$5,150→ 1,351,100 total
  • Purchase

    Common Stock

    2001-09-05$4.92/sh+1,000$4,920→ 1,360,100 total
  • Purchase

    Common Stock

    2001-09-17$4.32/sh+500$2,160→ 1,363,100 total
  • Purchase

    Common Stock

    2001-09-18$4.12/sh+1,000$4,120→ 1,366,700 total
  • Purchase

    Common Stock

    2001-08-24$5.10/sh+2,000$10,200→ 1,354,100 total
  • Purchase

    Warrant (Right to Buy)

    2003-10-14+775,000→ 17,999,000 total
    Exercise: $0.75From: 2003-10-14Exp: 2004-10-14→ Common Stock (775,000 underlying)
  • Purchase

    Common Stock

    2001-08-16$5.20/sh+1,600$8,320→ 1,349,100 total
  • Purchase

    Warrant (Right to Buy)

    2002-11-05$0.60/sh+82,000$49,200→ 582,000 total
    Exercise: $7.15From: 2002-11-05Exp: 2004-05-31→ Common Stock (82,000 underlying)
  • Purchase

    Common Stock

    2001-08-16$5.19/sh+100$519→ 1,347,400 total
  • Purchase

    Common Stock

    2001-08-15$4.86/sh+2,500$12,150→ 1,347,300 total
  • Purchase

    Common Stock

    2001-09-18$4.15/sh+700$2,905→ 1,365,700 total
  • Other

    Warrant (Right to Buy)

    2002-05-27+500,000→ 500,000 total
    Exercise: $1.00From: 2002-05-27Exp: 2007-05-27→ Common Stock (500,000 underlying)
  • Purchase

    Common Stock

    2001-09-18$4.10/sh+500$2,050→ 1,365,000 total
  • Purchase

    Warrant (Right to Buy)

    2003-10-24+96,000→ 1,895,000 total
    Exercise: $0.50From: 2003-10-24Exp: 2007-10-24→ Common Stock (96,000 underlying)
  • Purchase

    Warrant (Right to Buy)

    2003-11-05+1,000,000→ 2,895,000 total
    Exercise: $0.62From: 2003-11-05Exp: 2005-11-05→ Common Stock (1,000,000 underlying)
  • Purchase

    Common Stock

    2001-08-22$5.05/sh+1,000$5,050→ 1,350,100 total
BRAZIL GAIL
10% Owner
Transactions
  • Purchase

    Common Stock

    2001-08-16$5.20/sh+1,600$8,320→ 1,349,100 total
  • Purchase

    Common Stock

    2001-08-15$4.86/sh+2,500$12,150→ 1,347,300 total
  • Purchase

    Common Stock

    2001-09-18$4.15/sh+700$2,905→ 1,365,700 total
  • Purchase

    Common Stock

    2001-08-31$4.90/sh+3,000$14,700→ 1,357,100 total
  • Purchase

    Common Stock

    2001-09-07$4.80/sh+500$2,400→ 1,360,600 total
  • Purchase

    Common Stock

    2001-09-17$4.32/sh+500$2,160→ 1,363,100 total
  • Purchase

    Common Stock

    2001-09-18$4.10/sh+500$2,050→ 1,365,000 total
  • Other

    Warrant (Right to Buy)

    2002-05-27+500,000→ 500,000 total
    Exercise: $1.00From: 2002-05-27Exp: 2007-05-27→ Common Stock (500,000 underlying)
  • Purchase

    Common Stock

    2001-09-18$4.12/sh+1,000$4,120→ 1,366,700 total
  • Purchase

    Common Stock

    2001-08-16$5.19/sh+100$519→ 1,347,400 total
  • Purchase

    Common Stock

    2001-08-22$5.05/sh+1,000$5,050→ 1,350,100 total
  • Purchase

    Warrant (Right to Buy)

    2002-11-05$0.60/sh+82,000$49,200→ 582,000 total
    Exercise: $7.15From: 2002-11-05Exp: 2004-05-31→ Common Stock (82,000 underlying)
  • Purchase

    Common Stock

    2001-08-24$5.15/sh+1,000$5,150→ 1,351,100 total
  • Purchase

    Common Stock

    2001-08-24$5.10/sh+2,000$10,200→ 1,354,100 total
  • Purchase

    Common Stock

    2001-08-08$5.49/sh+1,000$5,490→ 1,343,800 total
  • Purchase

    Common Stock

    2001-09-18$4.15/sh+300$1,245→ 1,363,900 total
  • Purchase

    Common Stock

    2001-09-07$4.85/sh+1,000$4,850→ 1,361,600 total
  • Purchase

    Common Stock

    2001-09-04$4.88/sh+1,000$4,880→ 1,358,100 total
  • Purchase

    Warrant (Right to Buy)

    2003-10-14+442,000→ 1,024,000 total
    Exercise: $0.50From: 2003-10-14Exp: 2007-10-14→ Common Stock (442,000 underlying)
  • Purchase

    Warrant (Right to Buy)

    2003-10-14+775,000→ 17,999,000 total
    Exercise: $0.75From: 2003-10-14Exp: 2004-10-14→ Common Stock (775,000 underlying)
  • Purchase

    Warrant (Right to Buy)

    2003-10-24+96,000→ 1,895,000 total
    Exercise: $0.50From: 2003-10-24Exp: 2007-10-24→ Common Stock (96,000 underlying)
  • Purchase

    Common Stock

    2001-09-18$4.15/sh+1,400$5,810→ 1,368,100 total
  • Purchase

    Common Stock

    2001-09-05$4.92/sh+1,000$4,920→ 1,360,100 total
  • Purchase

    Common Stock

    2001-09-19$3.50/sh+100$350→ 1,368,200 total
  • Purchase

    Warrant (Right to Buy)

    2003-11-05+1,000,000→ 2,895,000 total
    Exercise: $0.62From: 2003-11-05Exp: 2005-11-05→ Common Stock (1,000,000 underlying)
Footnotes (8)
  • [F1]With the exception of an aggregate of 91,500 shares owned directly by Gail Brazil, the reported securities are owned directly by Boston Financial Partners, Inc., and indirectly by Thomas E. Brazil, as the sole officer and director of Boston Financial Partners, Inc., and Gail Brazil, as the sole stockholder of Boston Financial Partners, Inc. Thomas E. Brazil and Gail Brazil disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
  • [F2]The reporting persons have paid the Company $134,126.91 in full payment of the profits realized by the reporting persons on the matching purchase and sale transactions reported on this Form 4.
  • [F3]The Warrant is immediately exercisable with respect to all 500,000 shares.
  • [F4]The Warrant is immediately exercisable with respect to all 82,000 shares.
  • [F5]The Warrant is immediately exercisable with respect to all 442,000 shares.
  • [F6]The Warrant is immediately exercisable with respect to all 775,000 shares.
  • [F7]The Warrant is immediately exercisable with respect to all 96,000 shares.
  • [F8]The Warrant is immediately exercisable with respect to all 1,000,000 shares.

Documents

2 files

Issuer

WITS BASIN PRECIOUS MINERALS INC

CIK 0000912875

→
Entity typeother

Related Parties

1
  • filerCIK 0001259476

Filing Metadata

Form type
4
Filed
Nov 27, 7:00 PM ET
Accepted
Nov 28, 9:21 AM ET
Size
54.7 KB
View on SEC.gov