Graham Christopher P. 4
4 · Global Geophysical Services Inc · Filed Oct 2, 2012
Insider Transaction Report
Form 4
Graham Christopher P.
Sr.Vice President, Gen.Counsel
Transactions
- Other
Common Stock
2012-09-28$4.68/sh+403$1,886→ 62,956 total - Tax Payment
Common Stock
2012-09-28$5.51/sh−1,158$6,381→ 62,553 total
Holdings
- 63,711
Common Stock
Footnotes (2)
- [F1]The disposition reported represents tax withholding on a portion of the restricted stock grant that vested at the end of Q3, 2012.
- [F2]These shares were acquired under the issuer's Employee Stock Purchase Plan (ESPP), a plan qualified under Section 423 of the Internal Revenue Code, based on the most recent quaterly report for Q3, 2012. The ESPP shares were purchased following the reporting person's last Section 16 filing. This transaction is exempt under Rule 16b-3(c).