4//SEC Filing
Van Dask Kristin Lea 4
Accession 0001171843-20-008536
CIK 0001287032other
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 4:02 PM ET
Size
6.3 KB
Accession
0001171843-20-008536
Insider Transaction Report
Form 4
Van Dask Kristin Lea
CFO, TREASURER, SECRETARY, CCO
Transactions
- Purchase
5.50% Series A1 Preferred Stock
2020-12-10$25.00/sh+1,000$25,000→ 1,000 total→ Common Stock (4,194.322 underlying)
Footnotes (1)
- [F1]Prior to the listing of the Issuer's 5.50% Series A1 Convertible Preferred Stock, par value $0.001 per share (the "Series A1 Preferred Shares") on a national securities exchange, each Series A1 Preferred Share is convertible at the election of the holder thereof into a number of shares of the Issuer's Common Stock, par value $0.001 par share (the "Common Stock") (or, at the option of the Issuer, in whole or in part, into the cash value thereof), based on the conversion rate in effect at the time of conversion. Such conversion rate is defined in the Prospectus Supplement dated August 3, 2020 (the "Prospectus Supplement"), but generally means a number of shares of Common Stock equal to the initial stated value of $25.00 per Series A1 Preferred Share plus any accrued but unpaid dividends, divided by the arithmetic average of the daily volume weighted average price of shares of Common Stock over each of the five consecutive trading days ending on the conversion exercise date.
Documents
Issuer
PROSPECT CAPITAL CORP
CIK 0001287032
Entity typeother
Related Parties
1- filerCIK 0001737386
Filing Metadata
- Form type
- 4
- Filed
- Dec 13, 7:00 PM ET
- Accepted
- Dec 14, 4:02 PM ET
- Size
- 6.3 KB