Home/Filings/4/0001173396-05-000004
4//SEC Filing

ENERGY EAST CORP 4

Accession 0001173396-05-000004

CIK 0001046861operating

Filed

May 23, 8:00 PM ET

Accepted

May 24, 4:43 PM ET

Size

12.7 KB

Accession

0001173396-05-000004

Insider Transaction Report

Form 4
Period: 2005-05-23
MCLAIN F MICHAEL
Vice President - Subsidiary
Transactions
  • Exercise/Conversion

    Common Stock

    2005-05-23$23.89/sh+13,333$318,52531,908.382 total
  • Exercise/Conversion

    Employee Stock Option (right to buy) / SAR

    2005-05-23$27.80/sh13,333$370,6576,667 total
    Exercise: $23.89From: 2004-02-12Exp: 2014-02-12Common Stock (13,333 underlying)
  • Disposition to Issuer

    Common Stock

    2005-05-23$27.80/sh13,333$370,65718,575.382 total
Holdings
  • Employee Stock Option (right to buy) /SAR

    Exercise: $26.22From: 2005-04-01Exp: 2015-04-01Common Stock (11,962 underlying)
    11,962
  • Common Stock

    (indirect: By 401(k))
    958.005
Footnotes (5)
  • [F1]Includes equity securities acquired with participant contributions, Company matching fund contributions, and reinvested dividends pursuant to the common stock fund of the Company's 401(k) Plan which are exempt from reporting.
  • [F2]The Stock Appreciation Right (SAR) was issued in tandem with an Employee Stock Option (right to buy). The exercise of a SAR will result in the corresponding cancellation of the Employee Stock Option (right to buy) to the extent of the number of shares of the Company's Common Stock as to which SARs are exercised. The exercise of the Employee Stock Option (right to buy) will result in the corresponding cancellation of a SAR to the extent of the number of shares of the Company's Common Stock as to which the Employee Stock Option (right to buy) is exercised.
  • [F3]Includes equity securities acquired with reinvested dividends which are exempt from reporting.
  • [F4]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 12, 2004; (b) in aggregate as to no more than 66 2/3% on January 1, 2005; and (c) on January 1, 2006 as to 100% of all options which have not been previously exercised.
  • [F5]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on April 1, 2005; (b) in aggregate as to no more than 66 2/3% on January 1, 2006; and (c) on January 1, 2007 as to 100% of all options which have not been previously exercised.

Issuer

ENERGY EAST CORP

CIK 0001046861

Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0001046861

Filing Metadata

Form type
4
Filed
May 23, 8:00 PM ET
Accepted
May 24, 4:43 PM ET
Size
12.7 KB