4//SEC Filing
ENERGY EAST CORP 4
Accession 0001173397-04-000002
CIK 0001046861operating
Filed
Feb 8, 7:00 PM ET
Accepted
Feb 9, 11:47 AM ET
Size
21.9 KB
Accession
0001173397-04-000002
Insider Transaction Report
Form 4
BENSON RICHARD R
Vice President-Subsidiary
Transactions
- Exercise/Conversion
Common Stock
2004-02-05$17.94/sh+20,000$358,750→ 27,543.816 total - Exercise/Conversion
Employee Stock Option (right to buy) / SAR
2004-02-05$23.28/sh−20,000$465,600→ 0 totalExercise: $17.94From: 1999-01-01Exp: 2008-02-05→ Common Stock (20,000 underlying) - Exercise/Conversion
Employee Stock Option (right to buy) / SAR
2004-02-05$23.28/sh−60,000$1,396,800→ 0 totalExercise: $19.62From: 2002-02-08Exp: 2012-02-08→ Common Stock (60,000 underlying) - Exercise/Conversion
Common Stock
2004-02-05$19.62/sh+60,000$1,177,200→ 67,543.816 total - Disposition to Issuer
Common Stock
2004-02-05$23.28/sh−20,000$465,600→ 7,543.816 total - Disposition to Issuer
Common Stock
2004-02-05$23.28/sh−60,000$1,396,800→ 7,543.816 total
Holdings
- 7,026.139(indirect: By 401(k))
Common Stock
- 40,000
Employee Stock Option (right to buy) / SAR
Exercise: $26.72From: 1999-02-19Exp: 2009-02-19→ Common Stock (40,000 underlying) - 20,000
Employee Stock Option (right to buy) / SAR
Exercise: $19.10From: 2003-02-12Exp: 2013-02-12→ Common Stock (20,000 underlying)
Footnotes (8)
- [F1]Includes equity securities acquired with reinvested dividends which are exempt from reporting under Rule 16a-11.
- [F2]Includes equity securities acquired with participant contributions, Company matching fund contributions, and reinvested dividends pursuant to the common stock fund of the Company's 401(k) Plan which are exempt from reporting.
- [F3]The Stock Appreciation Right (SAR) was issued in tandem with an Employee Stock Option (right to buy). The exercise of a SAR will result in the corresponding cancellation of the Employee Stock Option (right to buy) to the extent of the number of shares of the Company's Common Stock as to which SARs are exercised. The exercise of the Employee Stock Option (right to buy) will result in the corresponding cancellation of a SAR to the extent of the number of shares of the Company's Common Stock as to which the Employee Stock Option (right to buy) is exercised.
- [F4]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on January 1, 1999; (b) in aggregate as to no more than 66 2/3% on January 1, 2000; and (c) on January 1, 2001 as to 100% of all options which have not been previously exercised.
- [F5]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 19, 1999; (b) in aggregate as to no more than 66 2/3% on January 1, 2000; and (c) on January 1, 2001 as to 100% of all options which have not been previously exercised.
- [F6]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 11, 2000; (b) in aggregate as to no more than 66 2/3% on January 1, 2001; and (c) on January 1, 2002 as to 100% of all options which have not been previously exercised.
- [F7]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 8, 2002; (b) in aggregate as to no more than 66 2/3% on January 1, 2003; and (c) on January 1, 2004 as to 100% of all options which have not been previously exercised.
- [F8]The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 12, 2003; (b) in aggregate as to no more than 66 2/3% on January 1, 2004; and (c) on January 1, 2005 as to 100% of all options which have not been previously exercised.
Documents
Issuer
ENERGY EAST CORP
CIK 0001046861
Entity typeoperating
IncorporatedNY
Related Parties
1- filerCIK 0001046861
Filing Metadata
- Form type
- 4
- Filed
- Feb 8, 7:00 PM ET
- Accepted
- Feb 9, 11:47 AM ET
- Size
- 21.9 KB