4//SEC Filing
RVSI INVESTORS LLC 4
Accession 0001177254-04-000039
CIK 0000225868other
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 2:12 PM ET
Size
16.7 KB
Accession
0001177254-04-000039
Insider Transaction Report
Form 4
ROBOTIC VISION SYSTEMS INCROBV.OB
CHAI TRUST CO LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock, $0.01 par value
2004-09-20$0.01/sh+200,000$2,000→ 2,678,490 total - Exercise of In-Money
Common Stock Warrant
2004-09-20+200,000→ 0 totalExercise: $0.01From: 2004-09-20→ Common Stock, $0.01 par value (200,000 underlying) - Purchase
Common Stock Warrant
2004-09-20+200,000→ 200,000 totalExercise: $0.01From: 2004-09-20→ Common Stock, $0.01 par value (200,000 underlying)
RVSI INVESTORS LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock, $0.01 par value
2004-09-20$0.01/sh+200,000$2,000→ 2,678,490 total - Purchase
Common Stock Warrant
2004-09-20+200,000→ 200,000 totalExercise: $0.01From: 2004-09-20→ Common Stock, $0.01 par value (200,000 underlying) - Exercise of In-Money
Common Stock Warrant
2004-09-20+200,000→ 0 totalExercise: $0.01From: 2004-09-20→ Common Stock, $0.01 par value (200,000 underlying)
SZ INVESTMENTS LLC
10% Owner
Transactions
- Purchase
Common Stock Warrant
2004-09-20+200,000→ 200,000 totalExercise: $0.01From: 2004-09-20→ Common Stock, $0.01 par value (200,000 underlying) - Exercise of In-Money
Common Stock, $0.01 par value
2004-09-20$0.01/sh+200,000$2,000→ 2,678,490 total - Exercise of In-Money
Common Stock Warrant
2004-09-20+200,000→ 0 totalExercise: $0.01From: 2004-09-20→ Common Stock, $0.01 par value (200,000 underlying)
EGI FUND 02 04 INVESTORS LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock Warrant
2004-09-20+200,000→ 0 totalExercise: $0.01From: 2004-09-20→ Common Stock, $0.01 par value (200,000 underlying) - Exercise of In-Money
Common Stock, $0.01 par value
2004-09-20$0.01/sh+200,000$2,000→ 2,678,490 total - Purchase
Common Stock Warrant
2004-09-20+200,000→ 200,000 totalExercise: $0.01From: 2004-09-20→ Common Stock, $0.01 par value (200,000 underlying)
EGI MANAGING MEMBER 02 04 LLC
10% Owner
Transactions
- Exercise of In-Money
Common Stock, $0.01 par value
2004-09-20$0.01/sh+200,000$2,000→ 2,678,490 total - Exercise of In-Money
Common Stock Warrant
2004-09-20+200,000→ 0 totalExercise: $0.01From: 2004-09-20→ Common Stock, $0.01 par value (200,000 underlying) - Purchase
Common Stock Warrant
2004-09-20+200,000→ 200,000 totalExercise: $0.01From: 2004-09-20→ Common Stock, $0.01 par value (200,000 underlying)
Footnotes (6)
- [F1]The shares of Common Stock reported herein are directly beneficially owned by RVSI Investors, L.L.C. ("RI") and indirectly beneficially owned by EGI-Fund (02-04) Investors, L.L.C., the sole managing member of RI ("Fund 02-04"), EGI-Managing Member (02-04), L.L.C., managing member of Fund 02-04 ("MM"), SZ Investments, L.L.C., managing member of MM ("SZ"), and Chai Trust Company, L.L.C., the indirect manager of SZ ("Chai").
- [F2]On June 24, 2004, the reporting person was granted a Common Stock Warrant to purchase up to 450,000 shares of Common Stock. The Warrant vests based upon satisfaction of criteria specified in the Warrant. As of September 20, 2004, criteria were satisfied resulting in the vesting of the Warrant as to 200,000 shares, in addition to the 250,000 shares previously vested. The Warrant has previously been exercised as to such 250,000 previously vested shares.
- [F3]The Warrant was issued as consideration for the making of certain loans and other financial accommodations to the Issuer.
- [F4]The Warrant reported herein is directly beneficially owned by RI and indirectly beneficially owned by Fund (02-04), the sole managing member of RI, MM, managing member of Fund 02-04, SZ, managing member of MM, and Chai, the indirect manager of SZ.
- [F5]The expiration date of the Warrant is dependent upon the occurrence of certain circumstances specified therein.
- [F6]Share price is not noted because Warrant has been exercised.
Documents
Issuer
ROBOTIC VISION SYSTEMS INC
CIK 0000225868
Entity typeother
Related Parties
1- filerCIK 0001270410
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 2:12 PM ET
- Size
- 16.7 KB