4//SEC Filing
SENATOR RON 4
Accession 0001178913-11-001639
CIK 0001385830other
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 9:52 AM ET
Size
15.0 KB
Accession
0001178913-11-001639
Insider Transaction Report
Form 4
NeurogesX IncNGSX
SENATOR RON
Other
Transactions
- Sale
Common Stock
2011-06-01$2.46/sh−2,090$5,135→ 55,524 total(indirect: By Puma Sphera Master Fund) - Sale
Common Stock
2011-06-01$2.46/sh−8,910$21,889→ 227,354 total(indirect: By Sphera Master Fund L.P.)
Transactions
- Sale
Common Stock
2011-06-01$2.46/sh−2,090$5,135→ 55,524 total(indirect: By Puma Sphera Master Fund) - Sale
Common Stock
2011-06-01$2.46/sh−8,910$21,889→ 227,354 total(indirect: By Sphera Master Fund L.P.)
MOR ISRAEL
Other
Transactions
- Sale
Common Stock
2011-06-01$2.46/sh−2,090$5,135→ 55,524 total(indirect: By Puma Sphera Master Fund) - Sale
Common Stock
2011-06-01$2.46/sh−8,910$21,889→ 227,354 total(indirect: By Sphera Master Fund L.P.)
BREEN DORON
Other
Transactions
- Sale
Common Stock
2011-06-01$2.46/sh−8,910$21,889→ 227,354 total(indirect: By Sphera Master Fund L.P.) - Sale
Common Stock
2011-06-01$2.46/sh−2,090$5,135→ 55,524 total(indirect: By Puma Sphera Master Fund)
Footnotes (3)
- [F1]Sphera Funds Management Ltd. ("SFML"), together with Israel Mor, Doron Breen, and Ron Senator (the three founders of SFML, each of whom currently serves as a director of SFML, and who collectively own 62.08% of the shares of SFML through controlled or wholly-owned companies), may be considered the beneficial owners of shares held by Puma Sphera, which invests substantially all of its assets in Puma Sphera Master Fund, which in turn has appointed Puma Sphera Management (Cayman) Limited to provide investment management services to Puma Sphera and Puma Sphera Master Fund. Pursuant to an agreement, SFML provides Puma Sphera Management (Cayman) Limited with certain investment services, including the power to make investment decisions guided by a trading strategy adopted by Puma Sphera Management (Cayman) Limited (Puma Sphera, Puma Sphera Master Fund, and Puma Sphera Management (Cayman) Limited are referred to collectively in this Form 4 as "Puma Fund Entities").
- [F2]SFML, Mr. Mor, Mr. Breen, and Mr. Senator may also be considered the beneficial owners of shares held by Sphera Fund L.P., Sphera Fund (NIS) L.P., and Sphera Fund - Global L.P., each of which invest substantially all of its assets in Sphera Master Fund L.P. ("Sphera Master"). SFML owns 100% of Sphera Fund G.P. Ltd., which acts as the general partner of Sphera GP L.P., which in turn serves as the general partner of Sphera Master, Sphera Fund L.P., Sphera Fund (NIS) L.P., and Sphera Fund - Global L.P. Sphera GP L.P. has delegated its investment management authority with respect to Sphera Master, Sphera Fund L.P., Sphera Fund (NIS) L.P., and Sphera Fund - Global L.P. to SFML (Sphera Master Fund L.P., Sphera Fund L.P., Sphera Fund (NIS) L.P., Sphera Fund - Global L.P., Sphera GP L.P., and Sphera Fund G.P. Ltd. are referred to collectively in this Form 4 as "Sphera Fund Entities").
- [F3]The filing of this Form 4 shall not be construed as an admission that SFML, Mr. Breen, Mr. Mor, or Mr. Senator is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the shares of Common Stock of the Company owned by the Sphera Fund Entities or by the Puma Fund Entities. Pursuant to Rule 16a-1, SFML, Mr. Breen, Mr. Mor, and Mr. Senator disclaims beneficial ownership of the shares of the Company reported herein that are beneficially owned by the Sphera Fund Entities or by the Puma Fund Entities, except to the extent of their pecuniary interest therein.
Documents
Issuer
NeurogesX Inc
CIK 0001385830
Entity typeother
Related Parties
1- filerCIK 0001496202
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 9:52 AM ET
- Size
- 15.0 KB