SOLOWAY GERALD S 4

Accession 0001179110-04-000814

CIK 0001030471other

View on SEC.gov Company Profile

Filed

Jan 7, 7:00 PM ET

Accepted

Jan 8, 9:59 PM ET

Size

30.8 KB

Accession

0001179110-04-000814

Insider Transaction Report

Form 4

Period: 2004-01-05

UTSTARCOM INCUTSI

SOLOWAY GERALD S

Sr. VP of Engineering

Transactions

Exercise/Conversion
Employee Stock Option (rigt to buy)
2004-01-08−833→ 269,582 total
Exercise: $15.72From: 2003-07-25Exp: 2012-07-25→ Common Stock (833 underlying)
Exercise/Conversion
Employee Stock Option (rigt to buy)
2004-01-08−10,000→ 259,582 total
Exercise: $20.75From: 2001-08-03Exp: 2011-08-02→ Common Stock (10,000 underlying)
Exercise/Conversion
Common Stock
2004-01-08$13.00/sh+43$559→ 2,048 total
Exercise/Conversion
Common Stock
2004-01-08$15.72/sh+833$13,095→ 4,963 total
Exercise/Conversion
Employee Stock Option (rigt to buy)
2004-01-08−1,145→ 271,352 total
Exercise: $15.00From: 2001-10-18Exp: 2010-10-18→ Common Stock (1,145 underlying)
Exercise/Conversion
Common Stock
2004-01-05$20.75/sh+3,333$69,160→ 3,924 total
Sale
Common Stock
2004-01-05$40.09/sh−40,000$1,603,784→ 591 total
Exercise/Conversion
Employee Stock Option (rigt to buy)
2004-01-06−10,000→ 283,954 total
Exercise: $20.75From: 2001-08-03Exp: 2011-08-02→ Common Stock (10,000 underlying)
Exercise/Conversion
Employee Stock Option (rigt to buy)
2004-01-08−998→ 272,540 total
Exercise: $13.00From: 2001-02-04Exp: 2010-02-04→ Common Stock (998 underlying)
Exercise/Conversion
Employee Stock Option (rigt to buy)
2004-01-05−3,333→ 330,621 total
Exercise: $20.75From: 2001-08-03Exp: 2011-08-02→ Common Stock (3,333 underlying)
Exercise/Conversion
Common Stock
2004-01-08$9.38/sh+416$3,902→ 1,007 total
Sale
Common Stock
2004-01-08$41.84/sh+14,372$601,276→ 591 total
Exercise/Conversion
Employee Stock Option (rigt to buy)
2004-01-08−937→ 270,415 total
Exercise: $12.50From: 2001-12-21Exp: 2010-12-21→ Common Stock (937 underlying)
Exercise/Conversion
Employee Stock Option (rigt to buy)
2004-01-08−43→ 272,497 total
Exercise: $13.00From: 2001-02-04Exp: 2010-02-04→ Common Stock (43 underlying)
Exercise/Conversion
Common Stock
2004-01-05$20.25/sh+36,667$742,507→ 40,591 total
Exercise/Conversion
Common Stock
2004-01-08$12.50/sh+937$11,713→ 4,130 total
Exercise/Conversion
Employee Stock Option (rigt to buy)
2004-01-07−10,000→ 273,954 total
Exercise: $20.75From: 2001-08-03Exp: 2011-08-02→ Common Stock (10,000 underlying)
Exercise/Conversion
Employee Stock Option (rigt to buy)
2004-01-08−416→ 273,538 total
Exercise: $9.38From: 2000-12-27Exp: 2009-12-27→ Common Stock (416 underlying)
Exercise/Conversion
Common Stock
2004-01-08$13.00/sh+998$12,974→ 2,005 total
Exercise/Conversion
Common Stock
2004-01-08$15.00/sh+1,145$17,175→ 3,193 total
Sale
Common Stock
2004-01-07$41.52/sh−10,000$415,180→ 591 total
Exercise/Conversion
Common Stock
2004-01-06$20.75/sh+10,000$207,500→ 10,591 total
Sale
Common Stock
2004-01-06$41.00/sh−10,000$410,000→ 591 total
Exercise/Conversion
Common Stock
2004-01-07$20.75/sh+10,000$207,500→ 10,591 total
Exercise/Conversion
Common Stock
2004-01-08$20.75/sh+10,000$207,500→ 14,963 total
Exercise/Conversion
Employee Stock Option (rigt to buy)
2004-01-05−36,667→ 293,954 total
Exercise: $20.25From: 2002-02-28Exp: 2012-02-28→ Common Stock (36,667 underlying)

Footnotes (4)

[F1]Vesting Schedule: 1/4 after one year from February 28, 2002, 1/36 per month thereafter for the remaining shares.
[F2]This trade was executed pursuant to Rule 10b5-1 trading plans that were adopted on November 29, 2002 and July 26, 2003.
[F3]Vesting Schedule: 100% vested on August 3, 2001.
[F4]Vesting Schedule: 1/4 after one year, 1/36 per month thereafter for the remaining shares.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

UTSTARCOM INC

CIK 0001030471

→

Entity typeother

Related Parties

filerCIK 0001209538

Filing Metadata

Form type: 4
Filed: Jan 7, 7:00 PM ET
Accepted: Jan 8, 9:59 PM ET
Size: 30.8 KB

View on SEC.gov