SCHWARTZ MARK N 4
4 · HYPERTENSION DIAGNOSTICS INC /MN · Filed Aug 10, 2004
Insider Transaction Report
Form 4
SCHWARTZ MARK N
DirectorCEO
Transactions
- Conversion
Common Stock Warrant (right to buy)
2004-08-06$0.17/sh−203,559$34,605→ 203,559 totalExercise: $0.17Exp: 2004-11-09→ Common Stock (407,117 underlying) - Conversion
Series A Preferred Stock Warrant (right to buy)
2004-08-06$2.04/sh−12,800$26,112→ 12,800 totalExercise: $2.04Exp: 2004-11-09→ Series A Preferred Stock (25,600 underlying) - Conversion
Common Stock
2004-08-06$0.17/sh+203,559$34,605→ 203,559 total - Conversion
Series A Preferred Stock
2004-08-06$2.04/sh+12,800$26,112→ 12,800 totalExercise: $2.04→ Common Stock (12,800 underlying)
Holdings
- 84,681
Common Stock Warrant (right to buy)
→ Common Stock (84,681 underlying) - 5,325
Series A Preferred Stock Warrant (right to buy)
→ Series A Preferred Stock (5,325 underlying) - 4,660
Series A Preferred Stock Warrant (right to buy)
→ Series A Preferred Stock (4,660 underlying) - 325,694
Common Stock Warrant (right to buy)
→ Common Stock (325,694 underlying) - 284,982
Common Stock Warrant (right to buy)
→ Common Stock (284,982 underlying) - 6,656
Series A Preferred Stock Warrant (right to buy)
→ Series A Preferred Stock (6,656 underlying) - 20,480
Series A Preferred Stock Warrant (right to buy)
→ Series A Preferred Stock (20,480 underlying) - 6,656
Series A Preferred Stock
→ Common Stock (6,656 underlying) - 105,851
Common Stock Warrant (right to buy)
→ Common Stock (105,851 underlying) - 512,968
Common Stock
- 25,600
Series A Preferred Stock
→ Common Stock (25,600 underlying) - 17,920
Series A Preferred Stock Warrant (right to buy)
→ Series A Preferred Stock (17,920 underlying) - 74,096
Common Stock Warrant (right to buy)
→ Common Stock (74,096 underlying)
Footnotes (5)
- [F1]Previously reported.
- [F2]See Table I.
- [F3]The purchase represents reporting person's exercise of the issuer's A-1 Preferred Stock Warrant and A-2 Common Stock Warrant.
- [F4]Expiration date extended to November 9, 2004; shares issued on August 6, 2004.
- [F5]Not applicable.