HUANG BILL X 4
4 · UTSTARCOM INC · Filed Sep 27, 2004
Insider Transaction Report
Form 4
UTSTARCOM INCUTSI
HUANG BILL X
Sr. VP and CTO
Transactions
- Exercise/Conversion
Common Stock
2004-09-24$13.00/sh+4,582$59,566→ 775,180 total - Exercise/Conversion
Stock Option (right to buy)
2004-09-24−4,582→ 365,000 totalExercise: $13.00From: 2001-02-04Exp: 2010-02-04→ Common Stock (4,582 underlying) - Exercise/Conversion
Stock Option (right to buy)
2004-09-24−5,000→ 360,000 totalExercise: $12.50From: 2001-12-21Exp: 2010-12-21→ Common Stock (5,000 underlying) - Purchase
Common Stock
2004-09-24$15.90/sh+10,000$159,000→ 770,598 total - Award
Stock Option (right to buy)
2004-01-20+100,000→ 369,582 totalExercise: $37.46From: 2005-01-20Exp: 2014-01-20→ Common Stock (100,000 underlying) - Exercise/Conversion
Common Stock
2004-09-24$12.50/sh+5,000$62,500→ 780,180 total
Footnotes (2)
- [F1]Vesting Schedule: 1/4 after one year, 1/36 per month thereafter for the remaining shares.
- [F2]This amount represents the following shares directly and indirectly owned by the reporting person: (i) 660,980 shares held directly; (ii) 106,000 shares registered in the name of the 2000 Huang Family Limited Partnership; (iii) 6,600 shares registered in the name of Alexander Huang; and (iv) 6,600 shares registered in the name of Helen Huang.