Cole Kit 4/A

4/A · Epic Bancorp · Filed Oct 5, 2004

Form 4/AAmended

Period: 2004-08-04

DirectorCEOOther

Transactions

Gift
common stock
2004-08-04$13.00/sh−800$10,400→ 800 total(indirect: collateral)
Exercise/Conversion
commom stock
2004-08-10$4.33/sh+5,250$22,733→ 113,568 total(indirect: By Trust)
Exercise/Conversion
Employee Stock Options
2004-08-10$14.90/sh−1,110$16,539→ 1,665 total
Exercise: $8.33From: 2002-12-17Exp: 2012-12-17→ Common Stock (1,110 underlying)
Exercise/Conversion
common stock
2004-08-10$8.33/sh+1,110$9,246→ 114,678 total(indirect: By Trust)
Exercise/Conversion
Employee Stock Options
2004-08-10$14.90/sh−5,250$78,225→ 0 total
Exercise: $4.33From: 2001-12-13Exp: 2011-12-13→ Common Stock (5,250 underlying)

Holdings

Employee Stock Options
Exercise: $10.00From: 2004-02-25Exp: 2013-02-25→ common stock (1,850 underlying)
1,850
common stock
(indirect: beneficiary)
100
common stock
42,417
Employee Stock Options
Exercise: $13.00From: 2004-06-01Exp: 2014-06-01→ common stock (20,000 underlying)
20,000
common stock
(indirect: KCIAS Corp)
1,374
Employee Stock Options
Exercise: $13.00From: 2005-06-28Exp: 2014-06-28→ common stock (21,000 underlying)
21,000

Footnotes (10)

[F1]Excercise of stock options granted 12/13/01 and vested 100% immediately
[F10]Collateral for defaulted loan to 3rd party
[F2]Excercise of stock options granted 12/17/01 and vested 20% on each anniversary of the date granted
[F3]Gift to grandchild
[F4]Vests 20% on the Date Exercisable and 20% on each anniversary of the Date Exercisable.
[F5]Vests 40% on the Date Exercisable and 20% on each anniversary of the Date Exercisable.
[F6]Owned through Kit M. Cole Family Trust
[F7]Owned through Kit Cole Investment Advisory Services, Inc. (formerly Cole Financial Group)
[F8]Beneficiary of shares registered to deceased step mother, Beverly Margossian
[F9]Owned through Kit M. Cole Sep IRA

Documents

1 file