HEARTLAND FINANCIAL USA INC 4

4 · HEARTLAND FINANCIAL USA INC · Filed Feb 17, 2005

Form 4

Period: 2005-02-10

SVP, Operations/Retail Banking

Transactions

Award
Non-Qualified Stock Option (Right to Buy)
2005-02-10+3,000→ 3,000 total
Exercise: $21.00Exp: 2015-02-10→ Common Stock (3,000 underlying)

Holdings

Common Stock
(indirect: By 401(k))
2,322
Common Stock
62,813.672
Common Stock
(indirect: Son)
216.448
Common Stock
(indirect: By IRA)
12,203.652
Common Stock
(indirect: By Spouse)
300
Non-Qualified Stock Option (Right to Buy)
Exercise: $5.75Exp: 2006-02-05→ Common Stock (24,000 underlying)
24,000
Non-Qualified Stock Option (Right to Buy
Exercise: $8.00Exp: 2007-01-02→ Common Stock (24,000 underlying)
24,000
Non-Qualified Stock Option (Right to Buy
Exercise: $12.00Exp: 2009-01-02→ Common Stock (18,000 underlying)
18,000
Non-Qualified Stock Option (Right to Buy
Exercise: $12.00Exp: 2010-01-17→ Common Stock (4,500 underlying)
4,500
Non-Qualified Stock Option (Right to Buy
Exercise: $8.67Exp: 2011-06-01→ Common Stock (3,000 underlying)
3,000
Non-Qualified Stock Option (Right to Buy
Exercise: $8.80Exp: 2012-01-15→ Common Stock (2,250 underlying)
2,250
Non-Qualified Stock Option (Right To Buy)
Exercise: $19.48Exp: 2014-01-20→ Common Stock (3,000 underlying)
3,000

Footnotes (5)

[F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed to be an admission that the reporting person is the benefical owner of such securities for purposes of Section 16 or for any other purpose.
[F2]Represents shares held in a 401(k) account for reporting person's wife.
[F3]Shares participate in a Dividend Reinvestment Plan.
[F4]Represents options to buy granted under the Company's 1993 Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.
[F5]These shares reflect 123 shares issued 12/31/04, pursuant to the Employee Stock Purchase Plan.

Documents

1 file