4//SEC Filing
Epic Bancorp 4
Accession 0001179110-05-014208
CIK 0001099980operating
Filed
Jul 12, 8:00 PM ET
Accepted
Jul 13, 5:45 PM ET
Size
15.9 KB
Accession
0001179110-05-014208
Insider Transaction Report
Form 4
Epic BancorpEPIK
Cole Kit
DirectorCEOOther
Transactions
- Other
common stock
2004-11-02$15.75/sh−100$1,575→ 0 total(indirect: beneficiary) - Other
Common Stock
2004-11-02$15.75/sh+100$1,575→ 114,778 total(indirect: By Trust) - Award
Employee Stock Options
2005-05-23$14.19/sh+20,000$283,800→ 20,000 totalExercise: $14.19From: 2006-05-23Exp: 2015-05-23→ Common Stock (20,000 underlying)
Holdings
- 21,000
Employee Stock Options
Exercise: $13.00From: 2005-06-28Exp: 2014-06-28→ Common Stock (21,000 underlying) - 1,665
Employee stock options
Exercise: $8.33From: 2002-12-17Exp: 2012-12-17→ Common Stock (1,665 underlying) - 42,417
common stock
- 20,000
Employee Stock Options
Exercise: $13.00From: 2004-06-01Exp: 2014-06-01→ Common Stock (20,000 underlying) - 1,374(indirect: KCIAS Corp)
Common stock
- 1,850
Employee Stock Options
Exercise: $10.00From: 2004-02-25Exp: 2013-02-25→ Common Stock (1,850 underlying)
Footnotes (7)
- [F1]Owned through Kit Cole Investment Advisory Services, Inc. (formerly Cole Financial Group)
- [F2]Beneficiary of shares registered to deceased step mother, Beverly Margossian
- [F3]Owned through Kit M. Cole Family Trust
- [F4]Vests 20% on the Date Exercisable and 20% on each anniversary of the Date Exercisable.
- [F5]Vests 40% on the Date Exercisable and 20% on each anniversary of the Date Exercisable.
- [F6]Owned through Kit M. Cole Sep IRA
- [F7]Transfer of shares registered to deceased step mother, Beverly Margossian, to registration under Kit M. Cole Family Trust. Shares already reported as benefically owned by Kit M. Cole.
Documents
Issuer
Epic Bancorp
CIK 0001099980
Entity typeoperating
Related Parties
1- filerCIK 0001099980
Filing Metadata
- Form type
- 4
- Filed
- Jul 12, 8:00 PM ET
- Accepted
- Jul 13, 5:45 PM ET
- Size
- 15.9 KB