Epic Bancorp 4

4 · Epic Bancorp · Filed Jul 13, 2005

Form 4

Period: 2005-05-23

DirectorCEOOther

Transactions

Other
common stock
2004-11-02$15.75/sh−100$1,575→ 0 total(indirect: beneficiary)
Other
Common Stock
2004-11-02$15.75/sh+100$1,575→ 114,778 total(indirect: By Trust)
Award
Employee Stock Options
2005-05-23$14.19/sh+20,000$283,800→ 20,000 total
Exercise: $14.19From: 2006-05-23Exp: 2015-05-23→ Common Stock (20,000 underlying)

Holdings

Employee Stock Options
Exercise: $13.00From: 2005-06-28Exp: 2014-06-28→ Common Stock (21,000 underlying)
21,000
Employee stock options
Exercise: $8.33From: 2002-12-17Exp: 2012-12-17→ Common Stock (1,665 underlying)
1,665
common stock
42,417
Employee Stock Options
Exercise: $13.00From: 2004-06-01Exp: 2014-06-01→ Common Stock (20,000 underlying)
20,000
Common stock
(indirect: KCIAS Corp)
1,374
Employee Stock Options
Exercise: $10.00From: 2004-02-25Exp: 2013-02-25→ Common Stock (1,850 underlying)
1,850

Footnotes (7)

[F1]Owned through Kit Cole Investment Advisory Services, Inc. (formerly Cole Financial Group)
[F2]Beneficiary of shares registered to deceased step mother, Beverly Margossian
[F3]Owned through Kit M. Cole Family Trust
[F4]Vests 20% on the Date Exercisable and 20% on each anniversary of the Date Exercisable.
[F5]Vests 40% on the Date Exercisable and 20% on each anniversary of the Date Exercisable.
[F6]Owned through Kit M. Cole Sep IRA
[F7]Transfer of shares registered to deceased step mother, Beverly Margossian, to registration under Kit M. Cole Family Trust. Shares already reported as benefically owned by Kit M. Cole.

Documents

1 file