AMERIPRISE FINANCIAL INC 4
4 · AMERIPRISE FINANCIAL INC · Filed Feb 1, 2007
Insider Transaction Report
Form 4
Schwarzmann Mark Edward
Pres - Ins, Ann, Prdct Dist
Transactions
- Award
Common Stock
2007-01-30+3,064→ 14,291 total - Award
Employee Stock Option (Right to Buy)
2007-01-30+39,444→ 39,444 totalExercise: $58.73Exp: 2017-01-30→ Common Stock (39,444 underlying)
Holdings
- 61(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of December 31, 2006. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
- [F2]Options are exercisable in three equal annual installments beginning January 30, 2008.