4//SEC Filing
AES CORP 4
Accession 0001179110-07-014415
$AESCIK 0000874761operating
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 5:19 PM ET
Size
22.0 KB
Accession
0001179110-07-014415
Insider Transaction Report
Form 4
AES CORPAES
HEMPHILL ROBERT F JR
Executive VP
Transactions
- Sale
Common Stock
2007-07-02$22.25/sh−400$8,900→ 1,300,008 total - Sale
Common Stock
2007-07-02$22.26/sh−600$13,356→ 1,299,408 total - Sale
Common Stock
2007-07-02$22.20/sh−6,500$144,300→ 1,315,108 total - Sale
Common Stock
2007-07-02$22.19/sh−1,199$26,606→ 1,321,608 total - Sale
Common Stock
2007-07-02$22.22/sh−9,800$217,756→ 1,301,008 total - Sale
Common Stock
2007-07-02$22.18/sh−1,501$33,292→ 1,322,807 total - Sale
Common Stock
2007-07-02$22.21/sh−4,300$95,503→ 1,310,808 total - Sale
Common Stock
2007-07-02$22.24/sh−500$11,120→ 1,300,408 total - Award
Units
2007-06-29$21.88/sh+35$766→ 7,235 total→ Common Stock (35 underlying) - Sale
Common Stock
2007-07-02$22.17/sh−100$2,217→ 1,324,308 total
Holdings
- 401,628(indirect: By 401(k))
Common Stock
- 21,304(indirect: By IRA)
Common Stock
Footnotes (3)
- [F1]This sale was executed pursuant to a written plan intended to comply with Rule 10b5-1 under the Securities Act of 1934. Mr. Hemphill's sales plan was adopted on February 6, 2006.
- [F2]These are shares awarded pursuant to the Restoration Retirement Plan (the "Plan"). Mr. Hemphill has elected to defer receipt of compensation otherwise payable to him in the form of stock units, the basis of which is determined to be the Company's closing stock price on the last day of each month. The Plan allows for distribution upon a date(s) specified by the participant in the event of the participant's unforeseeable emergency, death or termination of employment. This amount represents Mr. Hemphill's June 2007 deferral.
- [F3]Based upon a plan statement dated 07/02/2007, Mr. Hemphill does not report any change in ownership for shares he holds in The AES Retirement Savings Plan.
Documents
Issuer
AES CORP
CIK 0000874761
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000874761
Filing Metadata
- Form type
- 4
- Filed
- Jul 2, 8:00 PM ET
- Accepted
- Jul 3, 5:19 PM ET
- Size
- 22.0 KB