4//SEC Filing
STERN ALAN 4
Accession 0001179110-09-000594
CIK 0001058828other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 3:54 PM ET
Size
29.9 KB
Accession
0001179110-09-000594
Insider Transaction Report
Form 4
STERN ALAN
Director
Transactions
- Sale
Common Stock
2008-12-22$0.03/sh−25,700$771→ 1,028,859 total(indirect: By Trust) - Sale
Common Stock
2008-12-04$0.03/sh−30,000$906→ 1,099,559 total(indirect: By Trust) - Sale
Common Stock
2008-12-02$0.03/sh−30,000$909→ 1,129,559 total(indirect: By Trust) - Sale
Common Stock
2008-12-23$0.04/sh−13,000$455→ 995,859 total(indirect: By Trust) - Sale
Common Stock
2008-12-11$0.03/sh−20,000$620→ 1,054,559 total(indirect: By Trust) - Sale
Common Stock
2008-12-23$0.03/sh−20,000$600→ 1,008,859 total(indirect: By Trust) - Sale
Common Stock
2008-12-08$0.03/sh−5,000$151→ 1,094,559 total(indirect: By Trust) - Sale
Common Stock
2008-12-10$0.03/sh−20,000$620→ 1,074,559 total(indirect: By Trust) - Sale
Common Stock
2008-12-30$0.03/sh−17,000$510→ 978,859 total(indirect: By Trust)
Holdings
- 211,694(indirect: By Trust)
Common Stock Warrant
Exercise: $0.22From: 2003-08-28Exp: 2006-12-15→ Common Stock (211,694 underlying) - 13,312(indirect: By Trust)
Series A Preferred Stock
Exercise: $2.64→ Common Stock (159,744 underlying) - 33,279(indirect: By Trust)
Series A Preferred Stock
Exercise: $1.68→ Common Stock (399,348 underlying) - 370,466(indirect: By Trust)
Common Stock Warrant
Exercise: $0.30From: 2003-08-28Exp: 2008-08-28→ Common Stock (370,466 underlying) - 13,312(indirect: By Trust)
Series A Preferred Stock Warrant
Exercise: $2.64From: 2003-08-28Exp: 2006-12-15→ Series A Preferred Stock (13,312 underlying) - 23,296(indirect: By Trust)
Series A Preferred Stock Warrant
Exercise: $3.60From: 2003-08-28Exp: 2008-08-28→ Series A Preferred Stock (23,296 underlying) - 13,703(indirect: By Trust)
Series A Preferred Stock
Exercise: $2.04→ Common Stock (164,436 underlying) - 450,000
Stock Options
Exercise: $0.16Exp: 2016-11-27→ Common Stock (450,000 underlying) - 300,000
Options
Exercise: $0.20Exp: 2013-12-17→ Common Stock (300,000 underlying)
Footnotes (5)
- [F1]By reporting person as trustee of the Alan and Lisa Stern Family Trust.
- [F2]Right to buy.
- [F3]Immediately exercisable.
- [F4]No expiration date.
- [F5]150,000 shares vest on each of 11/28/07, 11/28/08 and 11/28/09.
Documents
Issuer
HYPERTENSION DIAGNOSTICS INC /MN
CIK 0001058828
Entity typeother
Related Parties
1- filerCIK 0001261299
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 3:54 PM ET
- Size
- 29.9 KB