4//SEC Filing
STERN ALAN 4
Accession 0001179110-09-005797
CIK 0001058828other
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 9:39 AM ET
Size
25.6 KB
Accession
0001179110-09-005797
Insider Transaction Report
Form 4
STERN ALAN
Director
Transactions
- Purchase
Common Stock
2009-02-26$0.04/sh+1,900$80→ 1,096,759 total(indirect: By Trust) - Purchase
Common Stock
2009-02-20$0.04/sh+25,000$980→ 1,094,859 total(indirect: By Trust) - Purchase
Common Stock
2009-02-03$0.03/sh+79,000$2,473→ 1,057,859 total(indirect: By Trust) - Purchase
Common Stock
2009-03-03$0.04/sh+5,000$200→ 1,101,759 total(indirect: By Trust) - Purchase
Common Stock
2009-03-04$0.04/sh+37,100$1,447→ 1,138,859 total(indirect: By Trust) - Purchase
Common Stock
2009-02-12$0.04/sh+12,000$500→ 1,069,859 total(indirect: By Trust)
Holdings
- 370,466(indirect: By Trust)
Common Stock Warrant
Exercise: $0.30From: 2003-08-28Exp: 2008-08-28→ Common Stock (370,466 underlying) - 300,000
Options
Exercise: $0.20Exp: 2013-12-17→ Common Stock (300,000 underlying) - 211,694(indirect: By Trust)
Common Stock Warrant
Exercise: $0.22From: 2003-08-28Exp: 2006-12-15→ Common Stock (211,694 underlying) - 23,296(indirect: By Trust)
Series A Preferred Stock Warrant
Exercise: $3.60From: 2003-08-28Exp: 2008-08-28→ Series A Preferred Stock (23,296 underlying) - 13,703(indirect: By Trust)
Series A Preferred Stock
Exercise: $2.04→ Common Stock (164,436 underlying) - 450,000
Stock Options
Exercise: $0.16Exp: 2016-11-27→ Common Stock (450,000 underlying) - 33,279(indirect: By Trust)
Series A Preferred Stock
Exercise: $1.68→ Common Stock (399,348 underlying) - 13,312(indirect: By Trust)
Series A Preferred Stock Warrant
Exercise: $2.64From: 2003-08-28Exp: 2006-12-15→ Series A Preferred Stock (13,312 underlying) - 13,312(indirect: By Trust)
Series A Preferred Stock
Exercise: $2.64→ Common Stock (159,744 underlying)
Footnotes (6)
- [F1]By reporting person as trustee of the Alan and Lisa Stern Family Trust.
- [F2]The reporting person's purchase of HDII common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 13,000 shares, with the reporting person's sale of 13,000 shares of HDII common stock at a price of $0.03133 per share on December 23, 2008. The reporting person has paid the Issuer, $47.71, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
- [F3]Immediately exercisable.
- [F4]No expiration date.
- [F5]150,000 shares vest on each of 11/28/07, 11/28/08 and 11/28/09.
- [F6]Right to buy.
Documents
Issuer
HYPERTENSION DIAGNOSTICS INC /MN
CIK 0001058828
Entity typeother
Related Parties
1- filerCIK 0001261299
Filing Metadata
- Form type
- 4
- Filed
- Mar 31, 8:00 PM ET
- Accepted
- Apr 1, 9:39 AM ET
- Size
- 25.6 KB