Home/Filings/4/0001179110-09-015677
4//SEC Filing

Levy Alan D. 4

Accession 0001179110-09-015677

CIK 0001420525other

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 6:46 PM ET

Size

7.2 KB

Accession

0001179110-09-015677

Insider Transaction Report

Form 4
Period: 2009-11-15
Levy Alan D.
Director
Transactions
  • Award

    Common Stock

    2009-11-15+4,30838,308 total
Holdings
  • Employee Stock Option (right to buy)

    Exercise: $5.00From: 2005-10-20Exp: 2014-02-24Common Stock (25,000 underlying)
    25,000
Footnotes (3)
  • [F1]All 4,308 of these shares are restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant a form of which was previously filed as Exhibit 4.5 to the issuer's Form S-8 filed with the SEC on December 21, 2007.
  • [F2]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant a form of which was previously filed as Exhibit 4.5 to the Issuer's Form S-8 filed with the SEC on December 21, 2007.
  • [F3]Certain of these options are subject to restrictions on resale, which restrictions lapse over time pursuant to a schedule set forth in the form of stock option grant that was previously filed as Exhibit 4.4 to the Issuer's Form S-8 filed with the SEC on December 21, 2007.

Issuer

1st Century Bancshares, Inc.

CIK 0001420525

Entity typeother

Related Parties

1
  • filerCIK 0001423240

Filing Metadata

Form type
4
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 6:46 PM ET
Size
7.2 KB