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4//SEC Filing

EVERTS EDWARD H 4

Accession 0001179110-09-016157

CIK 0000920112other
View on SEC.govCompany Profile

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 4:11 PM ET

Size

21.1 KB

Accession

0001179110-09-016157

Insider Transaction Report

Form 4
Period: 2009-12-01
HEARTLAND FINANCIAL USA INCHTLF
EVERTS EDWARD H
SVP, Operations/Retail Banking
Transactions
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy

    2009-12-01−4,500→ 0 total
    Exercise: $12.00Exp: 2010-01-17→ Common Stock (0 underlying)
  • Exercise/Conversion

    Common Stock

    2009-12-01$12.00/sh+4,500$54,000→ 0 total
  • Tax Payment

    Common Stock

    2009-12-01$14.09/sh−4,050$57,065→ 137,491.384 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    2,322

  • Common Stock

    (indirect: HTLF Retirement Plan)
    2,099

  • Non-Qualified Stock Option (Right to Buy

    Exercise: $8.67Exp: 2011-06-01→ Common Stock (3,000 underlying)
    3,000

  • Non-Qualified Stock Option (Right to Buy

    Exercise: $8.80Exp: 2012-01-15→ Common Stock (2,250 underlying)
    2,250

  • Non-Qualified Stock Option (Right to Buy

    Exercise: $11.84Exp: 2013-01-21→ Common Stock (4,500 underlying)
    4,500

  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $21.00Exp: 2015-02-10→ Common Stock (3,000 underlying)
    3,000

  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $29.65Exp: 2017-01-16→ Common Stock (1,500 underlying)
    1,500

  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $18.60Exp: 2018-01-24→ Common Stock (1,000 underlying)
    1,000

  • Common Stock

    (indirect: By IRA)
    13,471.85

  • Non-Qualified Stock Option (Right To Buy)

    Exercise: $19.48Exp: 2014-01-20→ Common Stock (3,000 underlying)
    3,000

  • Non-Qualified Stock Option (Right to Buy

    Exercise: $21.60Exp: 2016-02-06→ Common Stock (1,500 underlying)
    1,500
Footnotes (6)
  • [F1]Shares participate in a Dividend Reinvestment Plan.
  • [F2]Represents options to buy granted under the Company's 1993 Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.
  • [F3]Includes 4,846 Restricted Stock Awards granted under the 2005 Long-Term Incentive Plan.
  • [F4]Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protection Act of 2006.
  • [F5]Double line entry - see next line for total.
  • [F6]Includes 188 shares purchased through the Employee Stock Purchase Plan on 12/31/08.

Documents

1 file

Issuer

HEARTLAND FINANCIAL USA INC

CIK 0000920112

→
Entity typeother

Related Parties

1
  • filerCIK 0001184319

Filing Metadata

Form type
4
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 4:11 PM ET
Size
21.1 KB
View on SEC.gov