EVERTS EDWARD H 4

4 · HEARTLAND FINANCIAL USA INC · Filed Dec 2, 2009

Form 4

Period: 2009-12-01

SVP, Operations/Retail Banking

Transactions

Exercise/Conversion
Non-Qualified Stock Option (Right to Buy
2009-12-01−4,500→ 0 total
Exercise: $12.00Exp: 2010-01-17→ Common Stock (0 underlying)
Exercise/Conversion
Common Stock
2009-12-01$12.00/sh+4,500$54,000→ 0 total
Tax Payment
Common Stock
2009-12-01$14.09/sh−4,050$57,065→ 137,491.384 total

Holdings

Common Stock
(indirect: By 401(k))
2,322
Common Stock
(indirect: HTLF Retirement Plan)
2,099
Non-Qualified Stock Option (Right to Buy
Exercise: $8.67Exp: 2011-06-01→ Common Stock (3,000 underlying)
3,000
Non-Qualified Stock Option (Right to Buy
Exercise: $8.80Exp: 2012-01-15→ Common Stock (2,250 underlying)
2,250
Non-Qualified Stock Option (Right to Buy
Exercise: $11.84Exp: 2013-01-21→ Common Stock (4,500 underlying)
4,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $21.00Exp: 2015-02-10→ Common Stock (3,000 underlying)
3,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $29.65Exp: 2017-01-16→ Common Stock (1,500 underlying)
1,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $18.60Exp: 2018-01-24→ Common Stock (1,000 underlying)
1,000
Common Stock
(indirect: By IRA)
13,471.85
Non-Qualified Stock Option (Right To Buy)
Exercise: $19.48Exp: 2014-01-20→ Common Stock (3,000 underlying)
3,000
Non-Qualified Stock Option (Right to Buy
Exercise: $21.60Exp: 2016-02-06→ Common Stock (1,500 underlying)
1,500

Footnotes (6)

[F1]Shares participate in a Dividend Reinvestment Plan.
[F2]Represents options to buy granted under the Company's 1993 Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.
[F3]Includes 4,846 Restricted Stock Awards granted under the 2005 Long-Term Incentive Plan.
[F4]Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protection Act of 2006.
[F5]Double line entry - see next line for total.
[F6]Includes 188 shares purchased through the Employee Stock Purchase Plan on 12/31/08.

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