4//SEC Filing
BIEHL ROBERT 4
Accession 0001179110-10-013583
CIK 0001141240other
Filed
Sep 7, 8:00 PM ET
Accepted
Sep 8, 5:19 PM ET
Size
14.3 KB
Accession
0001179110-10-013583
Insider Transaction Report
Form 4
BIEHL ROBERT
Director
Transactions
- Other
Series A-1 Preferred Stock
2009-05-01$5.00/sh+5,650$28,250→ 5,650 total(indirect: By LLC)Exercise: $0.10→ Common Stock (282,500 underlying) - Award
Common Stock
2010-08-05$0.14/sh+692,857$97,000→ 920,964 total - Other
Warrant (right to buy)
2009-05-01$0.50/sh+255,373$127,687→ 255,373 total(indirect: By LLC)Exercise: $0.50From: 2009-05-01Exp: 2012-01-03→ Common Stock (255,373 underlying) - Purchase
Series A-1 Preferred Stock
2010-01-05$5.00/sh+1,000$5,000→ 6,650 total(indirect: By LLC)Exercise: $0.10→ Common Stock (50,000 underlying) - Other
Series A-2 Preferred Stock
2009-05-01$5.00/sh+10,043$50,215→ 10,043 total(indirect: By LLC)Exercise: $0.22→ Common Stock (228,245 underlying)
Footnotes (3)
- [F1]Acquired in connection with a note financing transaction by the Issuer that closed on May 1, 2009.
- [F2]Each share of Series A Preferred Stock is convertible into shares of common stock at the time and under the circumstances described in the Certificate of Designations, Preferences and Rights for Series A Preferred Stock. The Series A Preferred Stock has no expiration date.
- [F3]5,650 shares of the Series A-1 Preferred Stocks are held by Carlyle Liquid Holdings, LLC. 1,000 shares of the Series A-1 Preferred Stocks are held directly.
Documents
Issuer
LIQUIDMETAL TECHNOLOGIES INC
CIK 0001141240
Entity typeother
Related Parties
1- filerCIK 0001313150
Filing Metadata
- Form type
- 4
- Filed
- Sep 7, 8:00 PM ET
- Accepted
- Sep 8, 5:19 PM ET
- Size
- 14.3 KB