BIEHL ROBERT 4/A
4/A · LIQUIDMETAL TECHNOLOGIES INC · Filed Sep 28, 2010
Insider Transaction Report
Form 4/AAmended
BIEHL ROBERT
Director
Transactions
- Award
Common Stock
2010-08-05$0.14/sh+692,857$97,000→ 920,964 total - Other
Warrant (right to buy)
2009-05-01$0.49/sh+256,226$125,551→ 256,226 total(indirect: By LLC)Exercise: $0.49From: 2009-05-01Exp: 2012-01-03→ Common Stock (256,226 underlying) - Other
Series A-1 Preferred Stock
2009-05-01$5.00/sh+5,556$27,780→ 5,556 total(indirect: By LLC)Exercise: $0.10→ Common Stock (277,775 underlying) - Other
Series A-2 Preferred Stock
2009-05-01$5.00/sh+9,875$49,375→ 9,875 total(indirect: By LLC)Exercise: $0.22→ Common Stock (224,428 underlying) - Purchase
Series A-1 Preferred Stock
2010-01-05$5.00/sh+1,000$5,000→ 6,556 total(indirect: By LLC)Exercise: $0.10→ Common Stock (50,000 underlying)
Footnotes (12)
- [F1]Acquired in connection with a note financing transaction by the Issuer that closed on May 1, 2009.
- [F10]Original Form 4 filed on 9/8/10 included a miscalculation in Table 9, which is correctly reflected in this filing as 9,875 shares.
- [F11]Original Form 4 filed on 9/8/10 included a miscalculation in Table 9, which is correctly reflected in this filing as 6,556 shares.
- [F12]Prior Form 4 filed on 9/8/10, was mistakenly filed using incorrect price. The correct price is $0.49.
- [F2]Each share of Series A Preferred Stock is convertible into shares of common stock at the time and under the circumstances described in the Certificate of Designations, Preferences and Rights for Series A Preferred Stock. The Series A Preferred Stock has no expiration date.
- [F3]5,556 shares of the Series A-1 Preferred Stocks are held by Carlyle Liquid Holdings, LLC. 1,000 shares of the Series A-1 Preferred Stocks are held directly.
- [F4]Original Form 4 filed on 9/8/10 included a miscalculation in Table 5, Table 7, and Table 9, which is correctly reflected in this filing as 256,226 shares.
- [F5]Original Form 4 filed on 9/8/10 included a miscalculation in Table 5, which is correctly reflected in this filing as 5,556 shares.
- [F6]Original Form 4 filed on 9/8/10 included a miscalculation in Table 7, which is correctly reflected in this filing as 277,775 shares.
- [F7]Original Form 4 filed on 9/8/10 included a miscalculation in Table 9, which is correctly reflected in this filing as 5,556 shares.
- [F8]Original Form 4 filed on 9/8/10 included a miscalculation in Table 5, which is correctly reflected in this filing as 9,875 shares.
- [F9]Original Form 4 filed on 9/8/10 included a miscalculation in Table 7, which is correctly reflected in this filing as 224,428 shares.