4//SEC Filing
Brooks Dave 4
Accession 0001179110-10-016361
CIK 0001420525other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 3:52 PM ET
Size
8.6 KB
Accession
0001179110-10-016361
Insider Transaction Report
Form 4
Brooks Dave
Director
Transactions
- Award
Common Stock
2010-11-18+4,762→ 118,778 total
Holdings
- 66,300(indirect: By IRA)
Common Stock
- 36,226(indirect: By Spouse)
Common Stock
- 52,800
Stock Option (right to buy)
Exercise: $5.00From: 2005-10-20Exp: 2014-02-24→ Common Stock (52,800 underlying)
Footnotes (3)
- [F1]All 4,762 of these shares are restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant a form of which was previously filed as Exhibit 4.5 to the issuer's Form S-8 filed with the SEC on December 21, 2007.
- [F2]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant a form of which was previously filed as Exhibit 4.5 to the Issuer's Form S-8 filed with the SEC on December 21, 2007.
- [F3]Certain of these options are subject to restrictions on resale, which restrictions lapse over time pursuant to a schedule set forth in the form of stock option grant that was previously filed as Exhibit 4.4 to the Issuer's Form S-8 filed with the SEC on December 21, 2007.
Documents
Issuer
1st Century Bancshares, Inc.
CIK 0001420525
Entity typeother
Related Parties
1- filerCIK 0001423070
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 3:52 PM ET
- Size
- 8.6 KB