4/A//SEC Filing
Shubin Stein Kenneth H 4/A
Accession 0001179110-10-016724
CIK 0000887969other
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 6:25 PM ET
Size
19.4 KB
Accession
0001179110-10-016724
Insider Transaction Report
Form 4/AAmended
MRV COMMUNICATIONS INCMRVC.PK
Shubin Stein Kenneth H
Director
Transactions
- Purchase
Common Stock
2010-11-16$1.31/sh+34,353$45,002→ 267,113 total(indirect: See Footnote) - Purchase
Common Stock
2010-11-17$1.30/sh+2,039$2,651→ 269,152 total - Purchase
Common Stock
2010-11-17$1.30/sh+11,017$14,322→ 280,169 total(indirect: See Footnote) - Purchase
Common Stock
2010-11-17$1.31/sh+3,542$4,640→ 283,711 total - Purchase
Common Stock
2010-11-18$1.32/sh+974$1,286→ 303,825 total - Purchase
Common Stock
2010-11-18$1.32/sh+8,540$11,273→ 312,365 total(indirect: See Footnote) - Purchase
Common Stock
2010-11-18$1.33/sh+71$94→ 312,436 total - Purchase
Common Stock
2010-11-16$1.31/sh+6,357$8,328→ 232,760 total - Purchase
Common Stock
2010-11-17$1.31/sh+19,140$25,073→ 302,851 total(indirect: See Footnote) - Purchase
Common Stock
2010-11-18$1.33/sh+619$823→ 313,055 total(indirect: See Footnote)
Footnotes (2)
- [F1]Dr. Shubin Stein previously beneficially owned 100,000 shares of MRV Communications Inc.'s common stock, and with the additional purchases reported above, now owns 112,990 directly. In addition, Dr. Shubin Stein has sole trading and voting discretion as the managing member of Spencer Capital Management, LLC, which manages various accounts that hold 200,065 shares of MRV Communications, Inc. common stock including the reported purchases above. As the managing member of Spencer Capital Management, LLC, Dr. Shubin Stein may be deemed to be the beneficial owner of the 200,065 shares held in the managed accounts. Dr. Shubin Stein disclaims beneficial ownership of any of the shares included in this report except to the extent of his pecuniary interest therein.
- [F2]The number of shares of common stock of MRV Communications, Inc. beneficially owned by Dr. Shubin Stein indirectly has been reduced an aggregate of 11,260 from the original Form 4 filing dated November 18, 2010, due to the rescission without consummation of that number of shares of an account managed by Spencer Capital Management, LLC from November 16 through 18, 2010.
Documents
Issuer
MRV COMMUNICATIONS INC
CIK 0000887969
Entity typeother
Related Parties
1- filerCIK 0001345051
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 6:25 PM ET
- Size
- 19.4 KB