BERG JOHN J 4
4 · HEARTLAND FINANCIAL USA INC · Filed Jan 20, 2011
Insider Transaction Report
Form 4
BERG JOHN J
EVP, Marketing & Sales
Transactions
- Award
Common Stock
2011-01-18+2,700→ 6,722.278 total
Holdings
- 4,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $29.65Exp: 2017-01-16→ Common Stock (4,000 underlying) - 6(indirect: Retirement Plan)
Common Stock
- 3,000(indirect: By IRA)
Common Stock
- 5,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $18.60Exp: 2018-01-24→ Common Stock (5,000 underlying)
Footnotes (7)
- [F1]Represents a grant of Restricted Stock Units (RSU) by the Board of Directors at its discretion. Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.
- [F2]These shares participate in a Dividend Reinvestment Plan.
- [F3]Includes 5,700 Restricted Stock Units (RSU).
- [F4]Includes 561 shares purchased through the Employee Stock Purchase Plan on 12-31-10.
- [F5]These shares are held in the name of John J. Berg & Ann K. Berg Jt Ten.
- [F6]Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protection Act of 2006.
- [F7]Represents options to buy granted under the Company's Stock Option Plan, a rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of the date of the grant.