BERG JOHN J 4
4 · HEARTLAND FINANCIAL USA INC · Filed Feb 24, 2011
Insider Transaction Report
Form 4
BERG JOHN J
EVP, Marketing & Sales
Transactions
- Award
Common Stock
2011-02-24$16.04/sh+500$8,020→ 7,222.278 total
Holdings
- 4,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $29.65Exp: 2017-01-16→ Common Stock (4,000 underlying) - 5,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $18.60Exp: 2018-01-24→ Common Stock (5,000 underlying) - 6(indirect: Retirement Plan)
Common Stock
- 3,000(indirect: By IRA)
Common Stock
Footnotes (6)
- [F1]These shares participate in a Dividend Reinvestment Plan.
- [F2]Includes 5,700 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.
- [F3]These shares are held in the name of John J. Berg & Ann K. Berg Jt Ten.
- [F4]Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protection Act of 2006.
- [F5]Represents options to buy granted under the Company's Stock Option Plan, a rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of the date of the grant.
- [F6]Includes 500 shares held in street name at Schwab.