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Home/Filings/4/0001179110-11-007231
4//SEC Filing

CAREMARK ULYSSES HOLDING CORP. 4

Accession 0001179110-11-007231

CIK 0000709878operating
View on SEC.govCompany Profile

Filed

May 2, 8:00 PM ET

Accepted

May 3, 5:22 PM ET

Size

46.5 KB

Accession

0001179110-11-007231

Insider Transaction Report

Form 4
Period: 2011-04-29
CAREMARK ULYSSES HOLDING CORP.UAM
BARASCH RICHARD A
DirectorChief Executive Officer
Transactions
  • Disposition to Issuer

    Common Stock

    2011-04-29−23,080→ 0 total(indirect: Daughter (Natalie))
  • Disposition to Issuer

    Common Stock

    2011-04-29−30,124→ 0 total(indirect: Daughter (Emily))
  • Disposition to Issuer

    Common Stock

    2011-04-29−28,900→ 0 total(indirect: By 401(k))
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$4.45/sh−25,000$111,250→ 0 total
    Exercise: $4.45Exp: 2012-03-28→ Common Stock (25,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$18.32/sh−15,625$286,250→ 0 total
    Exercise: $18.32Exp: 2014-02-12→ Common Stock (15,625 underlying)
  • Disposition to Issuer

    Common Stock

    2011-04-29−424,077→ 0 total(indirect: By Spouse)
  • Disposition to Issuer

    Common Stock

    2011-04-29−24,376→ 0 total(indirect: By LLC)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$3.57/sh−13,417$47,899→ 0 total
    Exercise: $3.57Exp: 2013-04-01→ Common Stock (13,417 underlying)
  • Disposition to Issuer

    Common Stock

    2011-04-29−1,647,112→ 0 total
  • Disposition to Issuer

    Common Stock

    2011-04-29−28,180→ 0 total(indirect: Son (Benjamin))
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$8.47/sh−190,000$1,609,300→ 0 total
    Exercise: $8.47Exp: 2014-02-11→ Common Stock (190,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$11.71/sh−150,000$1,756,500→ 0 total
    Exercise: $11.71Exp: 2015-02-12→ Common Stock (150,000 underlying)
  • Disposition to Issuer

    Common Stock

    2011-04-29−137,849→ 0 total(indirect: By Trust)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$19.15/sh−30,000$574,500→ 0 total
    Exercise: $19.15Exp: 2014-06-14→ Common Stock (30,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$21.83/sh−130,000$2,837,900→ 0 total
    Exercise: $21.83Exp: 2014-10-25→ Common Stock (130,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$13.40/sh−15,625$209,375→ 0 total
    Exercise: $13.40Exp: 2015-03-28→ Common Stock (15,625 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$14.94/sh−15,625$233,438→ 0 total
    Exercise: $14.94Exp: 2015-03-28→ Common Stock (15,625 underlying)
  • Disposition to Issuer

    Common Stock

    2011-04-29−67,744→ 0 total(indirect: By Trust)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$16.47/sh−135,625$2,233,744→ 0 total
    Exercise: $16.47Exp: 2014-02-12→ Common Stock (135,625 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$20.35/sh−15,625$317,969→ 0 total
    Exercise: $20.35Exp: 2014-02-12→ Common Stock (15,625 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$22.58/sh−15,625$352,813→ 0 total
    Exercise: $22.58Exp: 2014-02-12→ Common Stock (15,625 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$12.00/sh−105,625$1,267,500→ 0 total
    Exercise: $12.00Exp: 2015-03-28→ Common Stock (105,625 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$16.63/sh−15,625$259,844→ 0 total
    Exercise: $16.63Exp: 2015-03-28→ Common Stock (15,625 underlying)
Footnotes (3)
  • [F1]Includes common stock, restricted shares and performance shares, in each case that were exchangeable in the merger (the "Merger") contemplated by the Agreement and Plan of Merger, dated December 30, 2010, by and between the issuer, CVS Caremark Corporation and Ulysses Merger Sub, L.L.C. (as amended, the "Merger Agreement") for (a) $14.00 in cash and (b) one share of common stock, par value $0.01 per share, of Universal American Spin Corp. (subsequently renamed Universal American Corp. ) (the "New UAM Common Stock"). New UAM Common Stock closed at $9.33 per share on the first full trading day after the closing date of the Merger.
  • [F2]Disposed of pursuant to the Merger Agreement in exchange for (a) $14.00 in cash and (b) one share of New UAM Common Stock, for each share owned.
  • [F3]Stock options canceled in the Merger in exchange for an amount equal to $23.34 (the issuer's closing stock price on April 28, 2011, the last full trading day immediately prior to the closing date of the Merger) less the applicable exercise price of stock options (such amount being referred to as the "Option Payment"). The Option Payment is payable 50% in cash and 50% by delivery of shares of New UAM Common Stock.

Documents

1 file

Issuer

CAREMARK ULYSSES HOLDING CORP.

CIK 0000709878

→
Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0000709878

Filing Metadata

Form type
4
Filed
May 2, 8:00 PM ET
Accepted
May 3, 5:22 PM ET
Size
46.5 KB
View on SEC.gov