4//SEC Filing
Carpenter Theodore M Jr 4
Accession 0001179110-11-007234
CIK 0000709878other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 5:23 PM ET
Size
33.8 KB
Accession
0001179110-11-007234
Insider Transaction Report
Form 4
Carpenter Theodore M Jr
CEO of Subsidiary
Transactions
- Disposition to Issuer
Common Stock
2011-04-29−170,930→ 0 total - Disposition to Issuer
Common Stock
2011-04-29−2,430→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Stock Option (Right to Buy)
2011-04-29$16.47/sh−40,687$670,115→ 0 totalExercise: $16.47Exp: 2014-02-12→ Common Stock (40,687 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-04-29$8.70/sh−60,000$522,000→ 0 totalExercise: $8.70Exp: 2014-05-28→ Common Stock (60,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-04-29$22.58/sh−4,688$105,855→ 0 totalExercise: $22.58Exp: 2014-02-12→ Common Stock (4,688 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-04-29$8.47/sh−60,000$508,200→ 0 totalExercise: $8.47Exp: 2014-02-11→ Common Stock (60,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-04-29$11.71/sh−45,000$526,950→ 0 totalExercise: $11.71Exp: 2015-02-12→ Common Stock (45,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-04-29$20.35/sh−4,687$95,380→ 0 totalExercise: $20.35Exp: 2014-02-12→ Common Stock (4,687 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-04-29$19.15/sh−12,500$239,375→ 0 totalExercise: $19.15Exp: 2014-06-14→ Common Stock (12,500 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-04-29$21.83/sh−50,000$1,091,500→ 0 totalExercise: $21.83Exp: 2014-10-25→ Common Stock (50,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-04-29$12.00/sh−35,000$420,000→ 0 totalExercise: $12.00Exp: 2015-03-28→ Common Stock (35,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-04-29$13.40/sh−5,000$67,000→ 0 totalExercise: $13.40Exp: 2015-03-28→ Common Stock (5,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-04-29$14.94/sh−5,000$74,700→ 0 totalExercise: $14.94Exp: 2015-03-28→ Common Stock (5,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-04-29$16.63/sh−5,000$83,150→ 0 totalExercise: $16.63Exp: 2015-03-28→ Common Stock (5,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-04-29$18.32/sh−4,688$85,884→ 0 totalExercise: $18.32Exp: 2014-02-12→ Common Stock (4,688 underlying)
Footnotes (3)
- [F1]Includes common stock, restricted shares and performance shares, in each case that were exchangeable in the merger (the "Merger") contemplated by the Agreement and Plan of Merger, dated December 30, 2010, by and between the issuer, CVS Caremark Corporation and Ulysses Merger Sub, L.L.C. (as amended, the "Merger Agreement") for (a) $14.00 in cash and (b) one share of common stock, par value $0.01 per share, of Universal American Spin Corp. (subsequently renamed Universal American Corp. ) (the "New UAM Common Stock"). New UAM Common Stock closed at $9.33 per share on the first full trading day after the closing date of the Merger.
- [F2]Disposed of pursuant to the Merger Agreement in exchange for (a) $14.00 in cash and (b) one share of New UAM Common Stock, for each share owned.
- [F3]Stock options canceled in the Merger in exchange for an amount equal to $23.34 (the issuer's closing stock price on April 28, 2011, the last full trading day immediately prior to the closing date of the Merger) less the applicable exercise price of stock options (such amount being referred to as the "Option Payment"). The Option Payment is payable 50% in cash and 50% by delivery of shares of New UAM Common Stock
Documents
Issuer
CAREMARK ULYSSES HOLDING CORP.
CIK 0000709878
Entity typeother
Related Parties
1- filerCIK 0001346520
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 5:23 PM ET
- Size
- 33.8 KB