Home/Filings/4/0001179110-11-007256
4//SEC Filing

CAREMARK ULYSSES HOLDING CORP. 4

Accession 0001179110-11-007256

CIK 0000709878operating

Filed

May 2, 8:00 PM ET

Accepted

May 3, 5:38 PM ET

Size

19.8 KB

Accession

0001179110-11-007256

Insider Transaction Report

Form 4
Period: 2011-04-29
Transactions
  • Disposition to Issuer

    Common Stock

    2011-04-29132,9520 total(indirect: By Robert F. Wright Associates, Inc.)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$16.78/sh4,500$75,5100 total
    Exercise: $16.78Exp: 2015-05-27Common Stock (4,500 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$11.75/sh5,000$58,7500 total
    Exercise: $11.75Exp: 2011-05-25Common Stock (5,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$18.53/sh10,000$185,3000 total
    Exercise: $18.53Exp: 2012-08-22Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option (Righ to Buy)

    2011-04-29$9.42/sh10,000$94,2000 total
    Exercise: $9.42Exp: 2013-06-03Common Stock (10,000 underlying)
  • Disposition to Issuer

    Common Stock

    2011-04-2952,9230 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$7.00/sh12,600$88,2000 total
    Exercise: $7.00Exp: 2014-06-04Common Stock (12,600 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-04-29$12.83/sh12,600$161,6580 total
    Exercise: $12.83Exp: 2015-06-02Common Stock (12,600 underlying)
Footnotes (3)
  • [F1]Includes common stock and restricted shares, in each case that were exchangeable in the merger (the "Merger") contemplated by the Agreement and Plan of Merger, dated December 30, 2010, by and between the issuer, CVS Caremark Corporation and Ulysses Merger Sub, L.L.C. (as amended, the "Merger Agreement") for (a) $14.00 in cash and (b) one share of common stock, par value $0.01 per share, of Universal American Spin Corp. (subsequently renamed Universal American Corp. ) (the "New UAM Common Stock"). New UAM Common Stock closed at $9.33 per share on the first full trading day after the closing date of the Merger.
  • [F2]Disposed of pursuant to the Merger Agreement in exchange for (a) $14.00 in cash and (b) one share of New UAM Common Stock, for each share owned.
  • [F3]Stock options canceled in the Merger in exchange for an amount equal to $23.34 (the issuer's closing stock price on April 28, 2011, the last full trading day immediately prior to the closing date of the Merger) less the applicable exercise price of stock options (such amount being referred to as the "Option Payment"). The Option Payment is payable 50% in cash and 50% by delivery of shares of New UAM Common Stock.

Issuer

CAREMARK ULYSSES HOLDING CORP.

CIK 0000709878

Entity typeoperating
IncorporatedNY

Related Parties

1
  • filerCIK 0000709878

Filing Metadata

Form type
4
Filed
May 2, 8:00 PM ET
Accepted
May 3, 5:38 PM ET
Size
19.8 KB