4/A//SEC Filing
STROTHOTTE WILLY R 4/A
Accession 0001179110-11-010836
CIK 0001386926other
Filed
Jul 7, 8:00 PM ET
Accepted
Jul 8, 6:09 PM ET
Size
6.1 KB
Accession
0001179110-11-010836
Insider Transaction Report
Form 4/AAmended
STROTHOTTE WILLY R
Director
Transactions
- Award
Phantom Shares
2010-08-09$8.90/sh+7,865$69,999→ 109,145.9 total→ Common Shares (7,865 underlying)
Footnotes (2)
- [F1]This amendment is being filed to correct the Form 4 filed on August 9, 2010 in which the Reporting Person reported a grant of 7,865 restricted common shares on August 9, 2010. The Form should have reported instead the grant of 7,865 Phantom Shares on such date.
- [F2]Each phantom share is the economic equivalent of one common share. The phantom shares vest in one-third increments on August 9, 2011, August 9, 2012 and August 9, 2013, and become payable, in cash or common shares, at the election of the Company, upon the earlier of (i) the first day of January following the reporting person's termination of service as a director or (ii) an election date pre-selected by the reporting person, and in any event in cash or common shares, at the election of the reporting person, upon the occurrence of a change in control of the Company.
Documents
Issuer
KKR Financial Holdings LLC
CIK 0001386926
Entity typeother
Related Parties
1- filerCIK 0001200084
Filing Metadata
- Form type
- 4/A
- Filed
- Jul 7, 8:00 PM ET
- Accepted
- Jul 8, 6:09 PM ET
- Size
- 6.1 KB