4/A//SEC Filing
STROTHOTTE WILLY R 4/A
Accession 0001179110-11-011147
CIK 0001386926other
Filed
Jul 20, 8:00 PM ET
Accepted
Jul 21, 9:37 PM ET
Size
6.1 KB
Accession
0001179110-11-011147
Insider Transaction Report
Form 4/AAmended
STROTHOTTE WILLY R
Director
Transactions
- Award
Phantom Shares
2011-07-15$9.89/sh+3,120.51$30,862→ 122,754.9 total→ Common Shares (3,120.51 underlying)
Footnotes (2)
- [F1]Each phantom share is the economic equivalent of one common share. The phantom shares become payable, in cash or common shares, at the election of the Company, upon the earlier of (i) the first day of January following the reporting person's termination of service as a director or (ii) an election date pre-selected by the reporting person, and in any event in cash or common shares, at the election of the reporting person, upon the occurence of a change in control of the Company.
- [F2]In a Form 4 filed on July 19, 2011, the Reporting Person incorrectly reported the Amount of Securities Beneficially Owned Following Reported Transaction as 89,800.9 phantom shares of the Issuer. The Reporting Person should have reported the Amount of Securities Beneficially Owned Following Reported Transaction as 122,754.9 phantom shares of the Issuer.
Documents
Issuer
KKR Financial Holdings LLC
CIK 0001386926
Entity typeother
Related Parties
1- filerCIK 0001200084
Filing Metadata
- Form type
- 4/A
- Filed
- Jul 20, 8:00 PM ET
- Accepted
- Jul 21, 9:37 PM ET
- Size
- 6.1 KB