STROTHOTTE WILLY R 4/A
4/A · KKR Financial Holdings LLC · Filed Jul 21, 2011
Insider Transaction Report
Form 4/AAmended
STROTHOTTE WILLY R
Director
Transactions
- Award
Phantom Shares
2011-07-15$9.89/sh+3,120.51$30,862→ 122,754.9 total→ Common Shares (3,120.51 underlying)
Footnotes (2)
- [F1]Each phantom share is the economic equivalent of one common share. The phantom shares become payable, in cash or common shares, at the election of the Company, upon the earlier of (i) the first day of January following the reporting person's termination of service as a director or (ii) an election date pre-selected by the reporting person, and in any event in cash or common shares, at the election of the reporting person, upon the occurence of a change in control of the Company.
- [F2]In a Form 4 filed on July 19, 2011, the Reporting Person incorrectly reported the Amount of Securities Beneficially Owned Following Reported Transaction as 89,800.9 phantom shares of the Issuer. The Reporting Person should have reported the Amount of Securities Beneficially Owned Following Reported Transaction as 122,754.9 phantom shares of the Issuer.