4//SEC Filing
STOUGHTON W. VICKERY 4
Accession 0001179110-12-000034
CIK 0001412067other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 3:17 PM ET
Size
9.4 KB
Accession
0001179110-12-000034
Insider Transaction Report
Form 4
Oncothyreon Inc.ONTY
STOUGHTON W. VICKERY
Director
Transactions
- Exercise/Conversion
Common Stock
2011-12-31+2,388→ 29,059 total - Tax Payment
Common Stock
2011-12-31$7.58/sh−597$4,525→ 28,462 total - Exercise/Conversion
Restricted Share Units
2011-12-31−2,388→ 0 totalFrom: 2011-12-31Exp: 2011-12-31→ Common Stock (2,388 underlying)
Footnotes (4)
- [F1]Each restricted share unit was the economic equivalent of one share of common stock. On December 31, 2011, 2,388 of Mr. Stoughton's restricted share units were settled for an equal number of shares of common stock.
- [F2]Reflects 12,624 restricted share units previously owned and 16,435 shares directly beneficially owned by Mr. Stoughton.
- [F3]The shares were disposed of to the Issuer in a transaction approved by the board of directors in accordance with Rule 16b-3(e) promulgated under the Securities Exchange Act of 1934. The 597 shares represent 25% of the shares underlying the RSU grant to Mr. Stoughton that vested on December 31, 2011 and the transaction is designed to facilitate Mr. Stoughton's satisfaction of U.S. federal income tax obligations in connection with the vesting of such RSU grant. The Issuer's common stock was not traded on the vesting date. Accordingly, the price per share is equal to the closing price of the Issuer's common stock on December 30, 2011, the most recent date prior to the vesting date on which the Issuer's common stock was traded.
- [F4]Reflects 12,624 restricted share units previously owned and 15,838 shares directly beneficially owned by Mr. Stoughton.
Documents
Issuer
Oncothyreon Inc.
CIK 0001412067
Entity typeother
Related Parties
1- filerCIK 0001070600
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 3:17 PM ET
- Size
- 9.4 KB