4//SEC Filing
Heffron Colin 4
Accession 0001179110-12-007429
CIK 0001292426other
Filed
Apr 30, 8:00 PM ET
Accepted
May 1, 4:12 PM ET
Size
15.1 KB
Accession
0001179110-12-007429
Insider Transaction Report
Form 4
GFI Group Inc.GFIG
Heffron Colin
DirectorPresident
Transactions
- Exercise/Conversion
Restricted Stock Units
2012-04-30−80,000→ 0 total→ Common Stock (80,000 underlying) - Exercise/Conversion
Common Stock
2012-04-30+80,000→ 774,712 total - Tax Payment
Common Stock
2012-04-30$3.30/sh−36,856$121,625→ 737,856 total
Holdings
- 123,388
Restricted Stock Units
→ Common Stock (123,388 underlying) - 581,538
Restricted Stock Units
→ Common Stock (581,538 underlying) - 350,000
Restricted Stock Units
→ Common Stock (350,000 underlying) - 42,108
Options to purchase Common Stock
Exercise: $2.97Exp: 2014-02-01→ Common Stock (42,108 underlying) - 52,632
Options to purchase Common Stock
Exercise: $5.25Exp: 2014-02-01→ Common Stock (52,632 underlying)
Footnotes (7)
- [F1]Options are currently exercisable.
- [F2]Options are currently exercisable.
- [F3]Subject to any election to defer the settlement of vested Restricted Stock units, the Restricted Stock Units settle 1 for 1 upon vesting.
- [F4]The restricted stock units shall be subject to vesting in five annual installments on each of the anniversaries of date of grant, which was April 30, 2007.
- [F5]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2010.
- [F6]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
- [F7]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
Documents
Issuer
GFI Group Inc.
CIK 0001292426
Entity typeother
Related Parties
1- filerCIK 0001314402
Filing Metadata
- Form type
- 4
- Filed
- Apr 30, 8:00 PM ET
- Accepted
- May 1, 4:12 PM ET
- Size
- 15.1 KB