4//SEC Filing
ERICKSON KENNETH J 4
Accession 0001179110-13-001217
CIK 0000920112other
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 7:53 PM ET
Size
12.5 KB
Accession
0001179110-13-001217
Insider Transaction Report
Form 4
ERICKSON KENNETH J
EVP, Chief Credit Officer
Transactions
- Award
Common Stock
2013-01-22+4,550→ 136,815 total
Holdings
- 2,604(indirect: By 401(k))
Common Stock
- 6,151(indirect: HTLF Retirement Plan)
Common Stock
- 2,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $29.65Exp: 2017-01-16→ Common Stock (2,000 underlying) - 69,875(indirect: By Spouse)
Common Stock
- 4,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $21.00Exp: 2015-02-10→ Common Stock (4,000 underlying) - 2,000
Non-Qualified Stock Option (Right to Buy
Exercise: $21.60Exp: 2016-02-06→ Common Stock (2,000 underlying) - 2,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $18.60Exp: 2018-01-24→ Common Stock (2,000 underlying)
Footnotes (5)
- [F1]Represents options to buy granted under the Company's 1993 Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.
- [F2]The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
- [F3]Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protection Act of 2006.
- [F4]Includes 13,359 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third,
- [F5]Includes 5,525 shares of Performance Based Restricted Stock.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001184318
Filing Metadata
- Form type
- 4
- Filed
- Jan 23, 7:00 PM ET
- Accepted
- Jan 24, 7:53 PM ET
- Size
- 12.5 KB