SecureAlert, Inc.·4

Mar 22, 9:26 PM ET

Klinkhammer Rene 4

4 · SecureAlert, Inc. · Filed Mar 22, 2013

Insider Transaction Report

Form 4
Period: 2013-02-28
Transactions
  • Sale

    Common Stock

    2013-02-28$0.01/sh2,830,773$28,3080 total
  • Disposition to Issuer

    Series D Convertible Preferred Stock

    2013-02-282550 total
    Common Stock (1,530,000 underlying)
  • Award

    Common Stock

    2013-02-28+1,912,5002,830,773 total
Footnotes (3)
  • [F1]The Reporting Person disposed of 255 shares of Series D Convertible Preferred Stock in exchange for 1,912,500 shares of common stock in an issuer exchange offer.
  • [F2]The Series D Convertible Preferred Stock converts into common stock of issuer at a ratio of one share of Series D Preferred into 6,000 shares of common stock. The Series D Preferred Stock is convertible beginning on April 13, 2010, and there is no expiration date.
  • [F3]The 255 shares of Series D Convertible Preferred Stock are convertible into 1,530,000 shares of common stock of issuer.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -