Baumgartner Mark F 4
4 · JTH Holding, Inc. · Filed Apr 1, 2013
Insider Transaction Report
Form 4
Baumgartner Mark F
Chief Financial Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2013-04-01$5.50/sh+18,180$99,990→ 104,164 total - Exercise/Conversion
Class A Common Stock
2013-03-29$5.50/sh+21,820$120,010→ 107,804 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2013-03-29$5.50/sh−21,820$120,010→ 18,180 totalExercise: $5.50From: 2008-04-15Exp: 2013-04-15→ Class A Common Stock (21,820 underlying) - Tax Payment
Class A Common Stock
2013-03-29$5.50/sh−12,344$67,892→ 95,460 total - Disposition to Issuer
Class A Common Stock
2013-04-01$15.80/sh−9,476$149,721→ 85,984 total - Disposition to Issuer
Class A Common Stock
2013-04-01$15.80/sh−18,180$287,244→ 85,984 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2013-04-01$5.50/sh−18,180$99,990→ 0 totalExercise: $5.50From: 2008-04-15Exp: 2013-04-15→ Class A Common Stock (18,180 underlying)
Footnotes (2)
- [F1]Includes 10,083 shares owned indirectly by 401(k) plan.
- [F2]Reflects 12,344 shares withheld by the issuer at the market price of $15.80 per share less an exercise price of $5.50 per share to fund the cashless exercise of 21,820 options owned by Mr. Baumgartner, which cashless exercise was approved by the Board of Directors.