Home/Filings/4/0001179110-13-006183
4//SEC Filing

Heffron Colin 4

Accession 0001179110-13-006183

CIK 0001292426other

Filed

Apr 1, 8:00 PM ET

Accepted

Apr 2, 4:14 PM ET

Size

23.0 KB

Accession

0001179110-13-006183

Insider Transaction Report

Form 4
Period: 2013-03-31
Heffron Colin
DirectorPresident
Transactions
  • Exercise/Conversion

    Common Stock

    2013-03-31+123,388861,244 total
  • Tax Payment

    Common Stock

    2013-03-31$3.34/sh45,078$150,561816,166 total
  • Tax Payment

    Common Stock

    2013-03-31$3.34/sh63,732$212,865924,822 total
  • Tax Payment

    Common Stock

    2013-03-31$3.34/sh98,438$328,7831,018,291 total
  • Exercise/Conversion

    Restricted Stock Units

    2013-03-31123,3880 total
    Common Stock (123,388 underlying)
  • Exercise/Conversion

    Common Stock

    2013-03-31+191,9071,116,729 total
  • Exercise/Conversion

    Restricted Stock Units

    2013-03-31172,388177,612 total
    Common Stock (172,388 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2013-03-31191,907389,631 total
    Common Stock (191,907 underlying)
  • Exercise/Conversion

    Common Stock

    2013-03-31+172,388988,554 total
  • Award

    Restricted Stock Units

    2013-03-31+435,085435,085 total
    Common Stock (435,085 underlying)
Holdings
  • Options to purchase Common Stock

    Exercise: $2.97Exp: 2014-02-01Common Stock (42,108 underlying)
    42,108
  • Options to purchase Common Stock

    Exercise: $5.25Exp: 2014-02-01Common Stock (52,632 underlying)
    52,632
Footnotes (7)
  • [F1]Options are currently exercisable.
  • [F2]Options are currently exercisable.
  • [F3]Subject to any election to defer the settlement of vested Restricted Stock units, the Restricted Stock Units settle 1 for 1 upon vesting.
  • [F4]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2010.
  • [F5]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
  • [F6]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
  • [F7]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2013.

Issuer

GFI Group Inc.

CIK 0001292426

Entity typeother

Related Parties

1
  • filerCIK 0001314402

Filing Metadata

Form type
4
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 4:14 PM ET
Size
23.0 KB