Heffron Colin 4
4 · GFI Group Inc. · Filed Apr 2, 2013
Insider Transaction Report
Form 4
GFI Group Inc.GFIG
Heffron Colin
DirectorPresident
Transactions
- Exercise/Conversion
Common Stock
2013-03-31+123,388→ 861,244 total - Tax Payment
Common Stock
2013-03-31$3.34/sh−45,078$150,561→ 816,166 total - Tax Payment
Common Stock
2013-03-31$3.34/sh−63,732$212,865→ 924,822 total - Tax Payment
Common Stock
2013-03-31$3.34/sh−98,438$328,783→ 1,018,291 total - Exercise/Conversion
Restricted Stock Units
2013-03-31−123,388→ 0 total→ Common Stock (123,388 underlying) - Exercise/Conversion
Common Stock
2013-03-31+191,907→ 1,116,729 total - Exercise/Conversion
Restricted Stock Units
2013-03-31−172,388→ 177,612 total→ Common Stock (172,388 underlying) - Exercise/Conversion
Restricted Stock Units
2013-03-31−191,907→ 389,631 total→ Common Stock (191,907 underlying) - Exercise/Conversion
Common Stock
2013-03-31+172,388→ 988,554 total - Award
Restricted Stock Units
2013-03-31+435,085→ 435,085 total→ Common Stock (435,085 underlying)
Holdings
- 42,108
Options to purchase Common Stock
Exercise: $2.97Exp: 2014-02-01→ Common Stock (42,108 underlying) - 52,632
Options to purchase Common Stock
Exercise: $5.25Exp: 2014-02-01→ Common Stock (52,632 underlying)
Footnotes (7)
- [F1]Options are currently exercisable.
- [F2]Options are currently exercisable.
- [F3]Subject to any election to defer the settlement of vested Restricted Stock units, the Restricted Stock Units settle 1 for 1 upon vesting.
- [F4]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2010.
- [F5]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
- [F6]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
- [F7]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2013.