Home/Filings/5/0001179110-13-013118
5//SEC Filing

GREENSHIFT CORP 5

Accession 0001179110-13-013118

CIK 0001269127operating

Filed

Aug 13, 8:00 PM ET

Accepted

Aug 14, 2:34 PM ET

Size

58.0 KB

Accession

0001179110-13-013118

Insider Transaction Report

Form 5
Period: 2012-12-31
FALLAT DALE W
10% Owner
Transactions
  • Purchase

    Common Stock

    2012-11-16$0.04/sh+390,020$13,9245,817,000 total
  • Purchase

    Common Stock

    2012-11-30$0.03/sh+146,149$4,5316,905,149 total
  • Purchase

    Common Stock

    2012-12-04$0.03/sh+10,000$3006,832,355 total
  • Sale

    Common Stock

    2012-12-04$0.03/sh25,700$7176,806,655 total
  • Purchase

    Common Stock

    2012-12-17$0.03/sh+15,000$4137,876,978 total
  • Purchase

    Common Stock

    2012-12-18$0.03/sh+20,000$5547,896,978 total
  • Sale

    Common Stock

    2012-12-18$0.03/sh9,000$2577,887,978 total
  • Purchase

    Common Stock

    2012-12-19$0.03/sh+65,008$1,6777,952,986 total
  • Purchase

    Common Stock

    2012-11-15$0.03/sh+65,000$2,1135,426,980 total
  • Purchase

    Common Stock

    2012-11-19$0.04/sh+87,000$3,3155,904,000 total
  • Sale

    Common Stock

    2012-11-19$0.04/sh57,000$2,0985,847,000 total
  • Purchase

    Common Stock

    2012-11-20$0.04/sh+10,000$3705,857,000 total
  • Sale

    Common Stock

    2012-11-20$0.04/sh42,400$1,4845,814,600 total
  • Purchase

    Common Stock

    2012-11-21$0.04/sh+20,000$7405,834,600 total
  • Sale

    Common Stock

    2012-11-21$0.03/sh50,000$1,5505,784,600 total
  • Purchase

    Common Stock

    2012-11-23$0.04/sh+20,000$7405,804,600 total
  • Purchase

    Common Stock

    2012-11-26$0.03/sh+242,000$7,6476,046,600 total
  • Purchase

    Common Stock

    2012-11-27$0.03/sh+361,400$11,6016,408,000 total
  • Purchase

    Common Stock

    2012-11-28$0.03/sh+95,000$3,1076,503,000 total
  • Purchase

    Common Stock

    2012-11-29$0.03/sh+256,000$7,9106,759,000 total
  • Sale

    Common Stock

    2012-12-03$0.03/sh82,794$2,4426,822,355 total
  • Purchase

    Common Stock

    2012-12-05$0.03/sh+10,000$2996,816,655 total
  • Purchase

    Common Stock

    2012-12-06$0.03/sh+95,000$2,8226,911,655 total
  • Purchase

    Common Stock

    2012-12-07$0.03/sh+20,000$6006,931,655 total
  • Purchase

    Common Stock

    2012-12-10$0.03/sh+40,000$1,1846,971,655 total
  • Purchase

    Common Stock

    2012-12-11$0.03/sh+489,825$12,9807,461,480 total
  • Purchase

    Common Stock

    2012-12-12$0.03/sh+155,009$4,0927,616,489 total
  • Purchase

    Common Stock

    2012-12-13$0.03/sh+195,000$4,9147,811,489 total
  • Purchase

    Common Stock

    2012-12-14$0.03/sh+50,489$1,3837,861,978 total
Holdings
  • Common Stock

    5,361,980
Footnotes (21)
  • [F1]The reporting person purchased 50,075 shares of Greenshift Corporation common stock on 11/14/2012 and, as a result, became a greater than 10% owner of Greenshift Corporation common stock.
  • [F10]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0295 to $0.0340, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F11]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0300 to $0.0340, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F12]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.02910 to $0.0300, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F13]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0270 to $0.0290, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F14]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0291 to $0.0340, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F15]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0290 to $0.0300, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F16]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0260 to $0.0290, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F17]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0243 to $0.0295, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F18]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0215 to $0.0290, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F19]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0265 to $0.0290, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F2]The sales of common stock by Mr. Fallat were matchable under Section 16(b) of the Securities Exchange Act of 1934 ("Section 16(b)") with the purchases by Mr. Fallat of 2,312,383 shares of common stock from November 14, 2012 through February 11, 2013. Mr. Fallat paid $16,008.17 to the Company in accordance with Section 16(b), representing deemed profit from the sales matchable with such purchases, calculated pursuant to Section 16(b). These matchable transactions are reported on several Forms 4 and Forms 5 filed today.
  • [F20]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0260 to $0.0285, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F21]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0250 to $0.0265, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F3]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0272 to $0.0330, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F4]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0330 to $0.0380, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F5]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0350 to $0.0400, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F6]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0350 to $0.0400, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F7]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0300 to $0.0370, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F8]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0300 to $0.0350, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F9]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0300 to $0.0340, inclusive. The reporting person undertakes to provide Greenshift Corporation, any security holder of Greenshift Corporation, or the staff of the Securities and Exchange Commmission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Issuer

GREENSHIFT CORP

CIK 0001269127

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001269127

Filing Metadata

Form type
5
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 2:34 PM ET
Size
58.0 KB