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4//SEC Filing

Heritage-Crystal Clean, Inc. 4

Accession 0001179110-13-016436

CIK 0001403431operating

View on SEC.gov Company Profile

Filed

Nov 11, 7:00 PM ET

Accepted

Nov 12, 5:47 PM ET

Size

19.3 KB

Accession

0001179110-13-016436

Insider Transaction Report

Form 4

Period: 2009-03-25

Heritage-Crystal Clean, Inc.HCCI

VP of Operations

Transactions

Sale
Common Stock
2013-11-08$18.00/sh−1,034$18,612→ 19,049 total
Award
Employee Stock Option (right to buy)
2009-03-25+9,113→ 9,113 total
Exercise: $7.33Exp: 2019-03-25→ Common Stock (9,113 underlying)
Exercise/Conversion
Common Stock
2013-11-08$7.33/sh+1,034$7,579→ 20,083 total
Exercise/Conversion
Stock Option
2013-11-11−8,079→ 0 total
Exercise: $7.33Exp: 2019-03-25→ Common Stock (8,079 underlying)
Exercise/Conversion
Common Stock
2013-11-11$7.33/sh+8,079$59,219→ 27,128 total
Sale
Common Stock
2013-11-11$18.00/sh−8,079$145,422→ 19,049 total
Exercise/Conversion
Stock Option
2013-11-08−1,034→ 8,079 total
Exercise: $7.33Exp: 2019-03-25→ Common Stock (1,034 underlying)

Footnotes (3)

[F1]Options vest 25% per year for four years.
[F2]Fully vested.
[F3]The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2013.

Documents

2 files

Issuer

Heritage-Crystal Clean, Inc.

CIK 0001403431

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001403431

Filing Metadata

Form type: 4
Filed: Nov 11, 7:00 PM ET
Accepted: Nov 12, 5:47 PM ET
Size: 19.3 KB

View on SEC.gov