GFI Group Inc. 4
4 · GFI Group Inc. · Filed Dec 27, 2013
Insider Transaction Report
Form 4
GFI Group Inc.GFIG
Levi Ronald Daniel
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2013-12-24$2.97/sh+42,400$125,928→ 751,227 total - Sale
Common Stock
2013-12-26$3.87/sh−28,977$112,141→ 708,827 total - Sale
Common Stock
2013-12-24$3.90/sh−42,400$165,360→ 708,827 total - Exercise/Conversion
Common Stock
2013-12-26$2.97/sh+28,977$86,062→ 737,804 total - Exercise/Conversion
Options to Purchase Common Stock
2013-12-24$2.97/sh−42,400$125,928→ 115,819 totalExercise: $2.97Exp: 2014-01-01→ Common Stock (42,400 underlying) - Exercise/Conversion
Options to Purchase Common Stock
2013-12-26$2.97/sh−28,977$86,062→ 86,842 totalExercise: $2.97Exp: 2014-01-01→ Common Stock (28,977 underlying)
Holdings
- 79,070
Restricted Stock Units
→ Common Stock (79,070 underlying) - 173,639
Restricted Stock Units
→ Common Stock (173,639 underlying) - 192,308
Restricted Stock Units
→ Common Stock (192,308 underlying)
Footnotes (8)
- [F1]Options are currently exercisable.
- [F2]The Restricted Stock Units settle 1 for 1 upon vesting.
- [F3]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
- [F4]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
- [F5]The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2013.
- [F6]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F7]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.87 to $3.97. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
- [F8]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.83 to $3.91. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.